Every year in the United States, approximately 3500 infants die of sleep-related infant deaths, including sudden infant death syndrome (SIDS) (International Statistical Classification of Diseases and Related Health Problems 10th Revision [ICD-10] R95), ill-defined deaths (ICD-10 R99), and accidental suffocation and strangulation in bed (ICD-10 W75). After a substantial decline in sleep-related deaths in the 1990s, the overall death rate attributable to sleep-related infant deaths have remained stagnant since 2000, and disparities persist. The triple risk model proposes that SIDS occurs when an infant with intrinsic vulnerability (often manifested by impaired arousal, cardiorespiratory, and/or autonomic responses) undergoes an exogenous trigger event (eg, exposure to an unsafe sleeping environment) during a critical developmental period. The American Academy of Pediatrics recommends a safe sleep environment to reduce the risk of all sleep-related deaths. This includes supine positioning; use of a firm, noninclined sleep surface; room sharing without bed sharing; and avoidance of soft bedding and overheating. Additional recommendations for SIDS risk reduction include human milk feeding; avoidance of exposure to nicotine, alcohol, marijuana, opioids, and illicit drugs; routine immunization; and use of a pacifier. New recommendations are presented regarding noninclined sleep surfaces, short-term emergency sleep locations, use of cardboard boxes as a sleep location, bed sharing, substance use, home cardiorespiratory monitors, and tummy time. In addition, additional information to assist parents, physicians, and nonphysician clinicians in assessing the risk of specific bed-sharing situations is included. The recommendations and strength of evidence for each recommendation are published in the accompanying policy statement, which is included in this issue.
Search Strategy and Methodology
Literature searches using PubMed were conducted for each of the topics in the technical report, concentrating on papers published since 2015 (to avoid omitting papers that were published between the time when the last technical report1 and policy2 statement were submitted for review and published). All iterations of the search terms were used for each topic area. For example, the pacifier topic search combined either “SIDS,” “SUID,” “sudden death,” “cot death,” “suffocation,” “asphyxia,” “overlay,” “obstruction,” or “airway” with “pacifier,” “dummy,” “soother,” and “sucking.” A total of 159 new studies were judged to be of sufficiently high quality to be included in this technical report. Strength of evidence for recommendations, using the Strength-of-Recommendation Taxonomy (SORT),3 was determined by the task force members. Draft versions of the policy statement and technical report were submitted to relevant committees and sections of the American Academy of Pediatrics (AAP) for review and comment. After the appropriate revisions were made, a final version was submitted to the AAP Executive Committee for final approval.
Sudden Infant Death: Definitions and Diagnostic Issues
Sudden unexpected infant death (SUID) is a term used to describe any sudden and unexpected death, whether explained or unexplained, occurring during infancy. After case investigation, it may be determined that an unexpected death was caused by a specific unnatural or natural etiology, such as suffocation, mechanical asphyxia, entrapment, infection, ingestions, metabolic diseases, or trauma (unintentional or nonaccidental). Unexpected deaths that cannot be explained are referred to as either sudden unexplained infant death, sudden infant death syndrome (SIDS), or deaths of undetermined cause. In actual usage, the acronyms and “U” terms (variably unexpected, unexplained, undetermined, unascertained) are frequently confused, and this has undermined consistent communication and surveillance.4 Two large, multidisciplinary teams of experts have recently recommended adoption of the term unexplained sudden death in infancy or SIDS for deaths of infants younger than 1 year of age that remain unexplained following investigation, autopsy, medical history review, and appropriate laboratory testing.5,6 This terminology takes into consideration difficulties created by acronyms, adheres to current criteria for SIDS, and is inclusive of deaths with combinations of extrinsic factors and/or intrinsic vulnerabilities or abnormalities that do not reach a diagnostic threshold for a specific cause of death. Unexplained sudden death in infancy, and not SIDS, is the terminology preferred by the National Association of Medical Examiners.4,5 Because nearly all of the deaths discussed here occur during infant sleep or in a sleep environment, this technical report uses the term sleep-related death (infants implied) to encompass unexplained sudden death in infancy or SIDS and accidental deaths explained by a physical hazard in the sleep environment, except where reference is made to published data that used a specific terminology and definition (Table 1).
Term . | Definition . |
---|---|
ASSB, accidental strangulation or suffocation in bed | An explained sudden and unexpected infant death in a sleep environment (bed, crib, couch, chair, etc) in which the infant’s nose and mouth are obstructed, or the neck or chest is compressed from soft or loose bedding, an overlay, or wedging causing asphyxia. Corresponds to ICD-10 W75. |
Bed sharing | Parent(s) and infant sleeping together on any surface (bed, couch, chair). Medical examiners prefer the term “surface sharing.” |
Caregivers | Throughout the document, “parents” are used, but this term is meant to indicate any infant caregivers. |
Cosleeping | This term is commonly used in other publications, is not recommended because it lacks clarity, being variably used for sleeping in close proximity (eg, room sharing) and/or sleep surface or bed sharing. |
Room sharing | Parent(s) and infant sleeping in the same room on separate surfaces. |
SIDS (sudden infant death syndrome) | Cause assigned to infant deaths that cannot be explained after a thorough case investigation, including a death scene investigation, autopsy, and review of the clinical history. |
Sleep-related infant death | A sudden unexpected infant death that occurs during an observed or unobserved sleep period, or in a sleep environment. |
Sudden unexpected infant death (SUID) | A sudden and unexpected death, whether explained or unexplained (including SIDS), occurring during infancy. Defined by the National Center for Health Statistics to mean deaths with an underlying cause code of ICD-10 R95, R99, or W75.24 |
Surface sharing: Parent(s) and infant sleeping together on any surface. Medical examiners prefer “surface sharing” over “bed sharing.” | |
Unexplained sudden death in infancy or sudden infant death syndrome (SIDS) | The sudden unexpected death of an apparently healthy infant under 1 y of age, in which investigation, autopsy, medical history review, and appropriate laboratory testing fails to identify a specific cause, including cases that meet the definition of sudden infant death syndrome.6 The panel of experts representing the National Association of Medical Examiners recommends the use of unexplained sudden death in infancy and not sudden infant death syndrome.5 |
Wedging or entrapment | A form of suffocation or mechanical asphyxia in which the nose and mouth or thorax is compressed or obstructed because of the infant being trapped or confined between inanimate objects, preventing respiration.537 A common wedging scenario is an infant stuck between a mattress and a wall (or a bedframe) in an adult bed. |
Term . | Definition . |
---|---|
ASSB, accidental strangulation or suffocation in bed | An explained sudden and unexpected infant death in a sleep environment (bed, crib, couch, chair, etc) in which the infant’s nose and mouth are obstructed, or the neck or chest is compressed from soft or loose bedding, an overlay, or wedging causing asphyxia. Corresponds to ICD-10 W75. |
Bed sharing | Parent(s) and infant sleeping together on any surface (bed, couch, chair). Medical examiners prefer the term “surface sharing.” |
Caregivers | Throughout the document, “parents” are used, but this term is meant to indicate any infant caregivers. |
Cosleeping | This term is commonly used in other publications, is not recommended because it lacks clarity, being variably used for sleeping in close proximity (eg, room sharing) and/or sleep surface or bed sharing. |
Room sharing | Parent(s) and infant sleeping in the same room on separate surfaces. |
SIDS (sudden infant death syndrome) | Cause assigned to infant deaths that cannot be explained after a thorough case investigation, including a death scene investigation, autopsy, and review of the clinical history. |
Sleep-related infant death | A sudden unexpected infant death that occurs during an observed or unobserved sleep period, or in a sleep environment. |
Sudden unexpected infant death (SUID) | A sudden and unexpected death, whether explained or unexplained (including SIDS), occurring during infancy. Defined by the National Center for Health Statistics to mean deaths with an underlying cause code of ICD-10 R95, R99, or W75.24 |
Surface sharing: Parent(s) and infant sleeping together on any surface. Medical examiners prefer “surface sharing” over “bed sharing.” | |
Unexplained sudden death in infancy or sudden infant death syndrome (SIDS) | The sudden unexpected death of an apparently healthy infant under 1 y of age, in which investigation, autopsy, medical history review, and appropriate laboratory testing fails to identify a specific cause, including cases that meet the definition of sudden infant death syndrome.6 The panel of experts representing the National Association of Medical Examiners recommends the use of unexplained sudden death in infancy and not sudden infant death syndrome.5 |
Wedging or entrapment | A form of suffocation or mechanical asphyxia in which the nose and mouth or thorax is compressed or obstructed because of the infant being trapped or confined between inanimate objects, preventing respiration.537 A common wedging scenario is an infant stuck between a mattress and a wall (or a bedframe) in an adult bed. |
National tools for conducting thorough case investigations for sleep-related deaths in infants have been developed.5,7,8 Case investigations are not uniform across the more than 2000 US medical examiner and coroner jurisdictions for a multitude of reasons, ranging from inadequate resources to varied policies and diverse background and training of investigators.9,10 In 2014, about two-thirds of medical examiners and coroners used the Centers for Disease Control and Prevention (CDC)’s reporting form or an equivalent (>85% use in medium and large district offices, but only 54% in small district offices).11 In addition, there are varied opinions and preferences regarding diagnostic criteria for cause of death and wording of certification statements. Recently, much attention has focused on reporting differences among death certifiers12 and the impact on health statistics—that is, the so-called “diagnostic shift” in SIDS data.9,13 At 1 extreme, some certifiers have abandoned using SIDS as a cause of death.5,6,9,14 On the other extreme, some certifiers will continue to use SIDS even when there is strong evidence from the scene investigation of an unintentional suffocation. Difficulties in differentiating deaths truly caused by mechanical asphyxia from unexplained sleep-related death in an unsafe environment (ie, unexplained sudden death with the possibility of mechanical asphyxia) have resulted in imprecise classification. There is hope that recently developed criteria for certification of infant deaths as being caused by asphyxia will have a positive impact.6
United States Trends in Sleep-Related Deaths and Postneonatal Mortality
To monitor trends in causes of death, the United States classifies diseases and injuries according to the International Statistical Classification of Diseases and Related Health Problems 10th Revision (ICD-10) diagnostic codes. In the United States, the National Center for Health Statistics assigns a diagnostic code for SIDS (ICD-10 R95) if the cause of death listed on the death certificate is SIDS (including presumed, probable, or consistent with SIDS), sudden unexplained infant death, or other similar phrases that include “sudden” and “death.”15,16 A death will be coded “other ill-defined and unspecified causes of mortality” (ICD-10 R99) if the cause of death is certified as unknown, unascertained, or undetermined.15 A death is coded “accidental suffocation and strangulation in bed” (ICD-10 W75) when the terms asphyxia, asphyxiated, asphyxiation, strangled, strangulated, strangulation, suffocated, or suffocation are used in the cause of death, along with the terms bed, crib, or other surfaces such as couches and armchairs. ICD-10 W75 will be applied to both explained and unexplained deaths depending on the precise wording of the death certificate. In January 2022, the International Statistical Classification of Diseases and Related Health Problems 11th Revision (ICD-11) officially went into effect among World Health Organization member states. An international group of experts has proposed changes to the ICD to better define diagnostic codes for unexplained infant deaths and their meanings.6 This proposal is currently under review.
Although the term “SIDS” was not widely used until the mid-1980s,4 there was minimal change in the incidence of SIDS in the United States until the early 1990s. In 1992, in response to epidemiologic reports from Europe and Australia, the AAP recommended that infants be placed for sleep in a nonprone position as a strategy to reduce the risk of SIDS.17 The “Safe to Sleep” campaign (formerly known as the “Back to Sleep” campaign) was launched in 1994 and spearheaded by the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD). Under the NICHD’s continued leadership, this national public education effort is undertaken by several entities, including the AAP, the American College of Obstetricians and Gynecologists, the Division of Reproductive Health of the CDC, First Candle, the Maternal and Child Health Bureau of the Health Resources and Services Administration, and the United States Consumer Product Safety Commission (CPSC).18 Between 1992 and 2001, the SIDS rate declined, with the most dramatic declines in the years immediately after the release of the first nonprone sleep position recommendations, and this decline was consistent with the steady increase in the prevalence of supine sleeping.19 The United States SIDS rate decreased from 120 deaths per 100 000 live births in 1992 to 56 deaths per 100 000 live births in 2001, representing a reduction of 53% over 10 years. From 2001 to 2008, the rate remained constant (Fig 1) and then declined from 54 per 100 000 live births in 2009 to 33 per 100 000 live births in 2019 (the latest year for which data are available). In 2019, 1248 infants died of SIDS.18,20 Overall, SIDS rates have declined by almost 75% since the early 1990s. However, in 2019, SIDS, unknown or unexplained cause, and accidental suffocation and strangulation in bed were the second, third, and fourth most common causes of overall infant mortality.20 SIDS remains the leading cause of postneonatal (28 days to 1 year of age) mortality.
As mentioned earlier, several studies have observed that some deaths previously classified as SIDS (ICD-10 R95) are now being classified as other causes of sleep-related infant death (eg, accidental suffocation and strangulation in bed [ASSB, ICD-10 W75] or other ill-defined or unspecified causes [ICD-10 R99])14,21,22 and that at least some of the decline in SIDS rates may be explained by increasing rates of these other assigned causes of death.21,23 To account for variations in certification and classification and to more consistently track unexplained sudden death and sleep-related infant deaths, the National Center for Health Statistics has created the special cause-of-death category, SUID (defined in this context as sudden unexpected infant death). This SUID category captures deaths with an underlying cause coded as ICD-10 R95, R99, and W75.24 In 2019, SIDS accounted for 37% of the 3376 SUIDs in the United States.20
Similar to the SIDS rate, the SUID rate also declined in the late 2000s, from 99 per 100 000 live births in 2009 to 90.1 in 2019.20
SUID rates vary dramatically by state.25 From 2015 to 2019, there were 28 states with rates above the US average of 91.7 per 100 000 live births. Among the 50 states and the District of Columbia, Vermont had the lowest SUID rate (46 per 100 000 live births) and Mississippi had the highest SUID rate (185 per 100 000 live births).20
Racial and Ethnic Disparities
SIDS and SUID mortality rates, like other causes of infant mortality, have notable and persistent racial and ethnic disparities, reflecting broader racial and ethnic societal inequities.20 Despite the decline in SIDS and SUIDs in all races and ethnicities, the rate of SUIDs among non-Hispanic Black (187 per 100 000 live births) and American Indian and Alaska Native (212 per 100 000 live births) infants was more than double and almost triple, respectively, that of non-Hispanic White infants (85 per 100 000 live births) between 2010 and 2013 (Fig 2). SUID rates for Asian and Pacific Islander and Hispanic infants (54 and 34 per 100 000 live births, respectively) were much lower than the rate for non-Hispanic White infants. These racial and ethnic disparities are observed with deaths attributed to SIDS, ASSB, and ill-defined or unspecified deaths (Fig 2). Furthermore, racial and ethnic disparities have worsened. Compared with non-Hispanic White infants, SUID rates for non-Hispanic Black and American Indian and Alaska Native infants decreased more slowly, and rates for Asian and Pacific Islander and Hispanic infants have decreased more rapidly.26
Differences in the prevalence of supine positioning and other sleep environment conditions among different racial and ethnic populations may contribute to these disparities.27 The factors underlying these disparities are likely multidimensional. Studies have indicated that factors, such as low socioeconomic status (SES) or low socioeconomic position,28 unemployment, housing instability, and domestic violence, which leave families with infants socially vulnerable, are associated with increased prevalence of known risk factors for sudden unexpected death in infancy.29 These factors are also highly correlated with race and ethnicity in the United States.30 Low SES has consistently been associated with higher risk of SIDS and SUID.31 The risk of low SES has been demonstrated across a wide range of socioeconomic characteristics, including income, social status, maternal education, and employment.31 On the basis of data from 29 states participating in the Pregnancy Risk Assessment and Monitoring System (PRAMS),32 the prevalence of usual supine positioning in 2016 among non-Hispanic White infants was 84%, compared with 62%, 74%, and 76% among non-Hispanic Black, Hispanic, and non-Hispanic Asian and Pacific Islander infants, respectively.27 Parent-infant bed sharing33–35 and use of soft bedding are also more common among Black families than among other racial and ethnic groups.27 Addressing the potential impact of structural racism; recognizing the lack of access to economic, social, and educational resources as a risk factor for sleep-related deaths; working closely with communities to identify possible unknown risk factors; and engaging health care and public health professionals in thoughtful and respectful conversation with families about safe infant sleep will be important in improving understanding of the most effective strategies to promote adoption of safe infant sleep practices among various populations.
Age at Death
Sudden unexpected infant death rates differ by age at death. In general, SUID occurs more frequently in younger infants.36 For example, during 2011 to 2013, 76% to 86% of SUID cases in the United States occurred from 0 through 4 months of age, with a peak at 1 to 2 months.26 With regard to SIDS specifically, 90% of cases occur before an infant reaches the age of 6 months.13 SIDS peaks between 1 and 4 months of age and is uncommon after 8 months of age.13 Although a similar age distribution is seen for ASSB,37 there are distinct patterns in age at death within different mechanisms of ASSB. The median age at death for suffocations attributable to soft bedding is 3 months, and the median age at death for suffocations attributable to overlay and wedging are 2 and 6 months, respectively.37
In recent years, there has been increasing attention to sudden unexpected deaths occurring in the neonatal period, namely sudden unexpected postnatal collapse and sudden unexpected early neonatal deaths.38,39 In 2019, SUID accounted for 129 deaths at 0 to 6 days and 288 deaths at 7 to 27 days. Similar to postneonatal SUID, the cause of many of these deaths remains unexplained; however, the risk factors and mechanisms may be different. Ongoing surveillance of SUID rates by age at death is important to evaluate the impact of infant care interventions, identify new risk factors, and track progress toward reducing SUID mortality.22
Pathophsiology and Genetics of Sudden Infant Death
The pathophysiology of sudden death in infants is complex and incompletely understood because of the expanse and heterogeneity of factors and mechanisms involved. The most widely held conceptual framework of SIDS pathogenesis is the triple risk model, which describes convergence of exogenous factors or stressors (eg, prone or side sleep position, overbundling, airway obstruction), a critical period of development (the highest risk being from 1 to 4 months of age), and intrinsic vulnerability (eg, dysfunctional and/or immature cardiorespiratory and/or arousal systems) leading to death (Fig 3).40 The exogenous stressor initiates a fatal sequence of mechanisms, made possible by the pre-existing milieu of immaturity and intrinsic vulnerabilities or actual abnormalities. Thus, each fatality results from interaction of multiple factors, which vary from case to case, making identification of a single cause or universal sequence of mechanisms for sudden death extremely challenging. However, common themes have emerged. Recognition of external stressors, most often potentially asphyxiating and/or overheating sleep environments, has substantially increased because of improved death investigation and systematic review of case series. Progressive asphyxia, bradycardia, hypotension, metabolic acidosis, and ineffectual gasping or arousal are among the more common lethal mechanisms hypothesized.41 Research on intrinsic vulnerabilities has uncovered compelling anatomic, genetic, and physiologic developmental factors or anomalies in many cases, particularly with respect to dysfunctional cardiorespiratory and/or arousal systems. Although the triple risk model proposes that these deaths will necessarily have a contribution from each of the 3 model components (external stressor, critical developmental period, and intrinsic vulnerability),42 each is not demonstrable in all sudden infant deaths at the individual case level.
The most common intrinsic vulnerabilities recognized to date include in utero environmental conditions, maldevelopment, or delay in maturation,43,44 and genetically determined conditions. Infants who die suddenly and unexpectedly are more likely to have been born preterm and/or were growth restricted, which suggests a suboptimal intrauterine environment.45,46 Other adverse in utero environmental conditions include exposure to nicotine or other components of cigarette smoke and alcohol.47
Numerous studies have explored how prenatal exposure to cigarette smoke may result in an increased risk for SIDS. The physiologic consequence of in utero nicotine exposure have been recently reviewed.48 In animal models, exposure to cigarette smoke or nicotine during brain development alters the expression of the nicotinic acetylcholine receptors in areas of the brainstem important for autonomic function and alters the numbers of orexin receptors in piglets49–51 ; reduces the number and activity49,50 of medullary serotonergic (serotonin or 5-hydroxytryptamine [5-HT]) neurons in the raphe obscurus in mice52 ; increases 5-HT and 5-HT turnover in baboons53 ; alters neuronal excitability of neurons in the nucleus tractus solitarius (a brainstem region important for sensory integration) in guinea pigs54 ; and alters fetal autonomic activity and medullary neurotransmitter receptors, including nicotinic receptors, in baboons.55–57 From a functional perspective, prenatal exposure to nicotine causes hypoventilation and increased apnea,57–61 reduces hypercarbia and hypoxia-induced ventilator chemoreflexes in rodents52,58,59,62 and lambs,63 and blunts arousal in response to hypoxia in rats62 and lambs.63
In human infants, there are strong associations between nicotinic acetylcholine receptors and serotonergic (5-HT) receptors in the brainstem during development,64 and there is important recent evidence of epigenetic changes in the placentas of infants with prenatal tobacco smoke exposure.65 In some infants who have died of SIDS, brainstem alterations of acetylcholine receptor subtype distribution and expression have been identified,66 and increased programmed cell death in the hippocampus and brainstem67 and altered expression of brain-derived neurotrophic factor, a growth factor with crucial roles in neuronal differentiation, survival and synaptic transmission,68 have been associated with gestational cigarette smoke exposure. Prenatal exposure to tobacco smoke attenuates recovery from hypoxia in preterm infants,69 decreases heart rate variability in preterm70 and term71 infants, and abolishes the normal relationship between heart rate and gestational age at birth.70 Infants born to substance misusing and smoking mothers have an impaired ventilatory response to hypoxic challenges during quiet sleep and in the prone position72,73 and impaired arousal patterns to trigeminal stimulation in proportion to urinary cotinine concentrations.74 It is important to note also that prenatal exposure to tobacco smoke alters the normal programming of cardiovascular reflexes, such that the increase in blood pressure and heart rate in response to breathing 4% carbon dioxide (CO2) or a 60° head-up tilt is greater than expected.75 These changes in autonomic function, arousal, and cardiovascular reflexes may all increase an infant’s vulnerability to a sleep-related death.
The brainstem plays a key role in coordinating many respiratory, arousal, and autonomic functions, and when dysfunctional, might prevent normal protective responses to stressors that commonly occur during sleep. A large systematic review of the neuropathological features of unexplained sudden infant death, including only studies that met strict criteria, concluded that “…the most consistent findings, and most likely to be pathophysiologically significant, are abnormalities of serotonergic neurotransmission in the caudal brain stem.”76 Brainstem abnormalities that involve the 5-HT (serotonin) system in up to 70% of infants who die of SIDS have now been confirmed in several independent data sets and laboratories.47,77–79 These include decreased serotonin 1A (5-HT1A) receptor binding, a relative decreased binding to the 5-HT transporter, abnormalities of 5-HT neuron number, density and morphology, and decreased tissue levels of 5-HT and the rate-limiting enzyme for 5-HT synthesis, tryptophan hydroxylase.80,81 Moreover, 5-HT deficiency is attributable to impaired synthesis, rather than excessive serotonin degradation, as assessed by levels of 5-hydroxyindoleacetic acid (the main metabolite of serotonin) or ratios of 5-hydroxyindoleacetic acid to serotonin.55 The brainstem 5-HT system is involved in termination of apneas,82–84 and even partial dysfunction of the raphe serotonergic system has been shown to impair autoresuscitation and increase mortality in mice.85
There are significant associations between brainstem 5-HT1A receptor binding abnormalities and specific SIDS risk factors, including tobacco smoking.79 These data confirm results from earlier studies in humans47,80 and are also consistent with studies in piglets that reveal that postnatal exposure to nicotine decreases medullary 5-HT1A receptor immunoreactivity.86 Serotonergic neurons located in the medullary raphe and adjacent paragigantocellularis lateralis play important roles in many autonomic functions, including the control of respiration, blood pressure, heart rate, thermoregulation, sleep and arousal, and upper airway patency. Engineered mice with decreased numbers of 5-HT neurons and rats or piglets with decreased activity secondary to 5-HT1A autoreceptor stimulation have diminished ventilator responses to CO2, dysfunctional heat production and heat loss mechanisms, and altered sleep architecture.87 The aberrant thermoregulation in these models provides evidence for a biological substrate for the risk of SIDS associated with potentially overheating environments. In addition, mice pups with a constitutive reduction in 5-HT–producing neurons (PET1 knockout) or rat pups in which a large fraction of medullary 5-HT neurons have been destroyed with locally applied neurotoxins have a decreased ability to autoresuscitate in response to asphyxia.88,89 Moreover, animals with 5-HT neuron deficiency caused by direct injection of a 5-HT selective neurotoxin have impaired arousal in response to hypoxia.90
Potentially relevant findings are not confined to serotonergic nuclei but also include projection sites and other brainstem structures. For example, abnormalities of Phox2B immune-reactive neurons have been reported in the human retrotrapezoid nucleus, a region of the brainstem that receives important 5-HT projections and is critical to CO2 chemoreception and implicated in congenital central hypoventilation syndrome.91 Through continued in-depth examination of the brainstem of unexplained and explained infant deaths, hypoplasia of nuclei and neuronal abnormalities are being recognized in an expanding list of brainstem structures involved in regulation of homeostasis and vital functions.91
The brainstem has important reciprocal connections to the limbic system comprising both cortical and subcortical components, including the limbic cortex, hypothalamus, amygdala, and hippocampus. These areas of the brain are also important in regulation of autonomic function, particularly in response to emotional stimuli. Thus, the brainstem and limbic system constitute a key network in controlling many aspects of autonomic function. Morphologic changes of the dentate gyrus (a component of the hippocampal formation) and hippocampal gliosis have been identified in a portion of unexplained infant deaths and more frequently in sudden unexplained death of older children and persons with epilepsy.92 However, the occurrence of such findings in the hippocampal formation of controls suggest further studies are needed to explore the specificity and significance of these findings and the implication that SIDS may share mechanisms with sudden death in people with epilepsy and children with febrile seizures.
Abnormalities of other systems involved in cardiorespiratory control and arousal have been demonstrated in SIDS, including the noradrenergic system,93 glutamatergic and GABAergic systems, central and peripheral chemoreceptors (reviewed94 ), orexin-producing neurons,95,96 and hypothalamus (reviewed97 ), spurring continued refinement and expansion of hypotheses for mechanisms for increased vulnerability and death. Structural and neurochemical abnormalities of the systems thus far described are not typically demonstrable by routine postmortem examination of tissues without the use of special research techniques and preparations. However, identification of elevated serum 5-HT levels in a subset of SIDS not only presents the possibility of a relevant biomarker for the future but also indicates a potential association with peripheral serotonin abnormalities that will require further study.98
Some cases of unexpected infant death have a genetic cause. Genetic variation can take the form of common base changes (polymorphisms) that alter gene function or rare base changes (mutations) that often have highly deleterious effects.99 (For a comprehensive review, see Opdal and Rognum100 ) To date, genetic studies have shown that the basis for the pattern of genetic variations associated with SIDS is heterogenous. Mutations in genes controlling metabolic functions or cardiac ion channels are represented by diseases such as medium-chain acyl-coenzyme A dehydrogenase deficiency and long QT syndrome (LQTS).101 A recent California study showed that the frequency of mutations for undiagnosed inborn errors of metabolism was similar in SIDS and controls and that newborn screening was effective in detecting medium-chain and very long-chain acyl-coenzyme A dehydrogenase deficiencies that could potentially lead to sudden death.102 In the instance of LQTS, 700 mutations identified in 12 genes are the predominant variations detected.103 Although the manifestation of LQTS resulting in sudden infant death may differ, the primary mechanism results in a cardiac arrhythmia attributable to dysfunctional sodium or potassium cardiac receptor channels. It has been estimated that 5% to 10% of infants who die suddenly and unexpectedly have novel mutations in the cardiac sodium or potassium channel genes resulting in LQTS as well as in other genes that regulate channel function.104 Some of these mutations may represent an actual cause of death, but others may contribute to causing death when combined with environmental factors, such as acidosis.105 There is molecular and functional evidence that implicates specific SCN5A (sodium channel gene) β subunits in SIDS pathogenesis.106 In addition, 2 rare mutations in connexin 43, a major gap junction protein, have been found in SIDS cases and not in ethnically matched controls.107 In vitro assays of 1 mutation showed a lack of gap junction function, which could lead to ventricular arrhythmogenesis. The other mutation did not appear to have functional consequences. A recent study also adds weight to the need to perform functional assays and morphologic studies of the altered gene products. Several of the missense variants in genes encoding cardiac channels that have been found in SIDS cases had high prevalence in the National Heart, Lung, and Blood Institute GO Exome Sequencing Project Database.108 A large study of a nonreferred nationwide Danish cohort estimates that up to 7.5% of SIDS cases may be explained by genetic variants in the sodium channel complex.109 These estimates are in the range of those previously reported. However, it is important that for each channelopathy variant discovered, the biological plausibility for pathogenicity is investigated to consider it as a cause of or contributor in SIDS.110,111
Several categories of physiologic functions relevant to SIDS have been examined for altered genetic makeup. Genes related to the serotonin transporter, cardiac channelopathies, and the development of the autonomic nervous system are the subject of current investigation.104 The serotonin transporter recovers serotonin from the extracellular space and largely serves to regulate overall serotonin neuronal activity. There are reports that polymorphisms in the promoter region that enhance the efficacy of the transporter (L) allele seem to be more prevalent in infants who die of SIDS compared with polymorphisms that reduce efficacy (S)100 ; however, at least 1 study did not confirm this association.112 It has also been reported that a polymorphism (12-repeat intron 2) of the promoter region of the serotonin transporter, which also enhances serotonin transporter efficiency, was increased in Black infants who died of SIDS104 but not in a Norwegian population.100
An impaired ability for an infant to mount an immune response to infections may also create an intrinsic vulnerability for SIDS. The immunomodulatory genes identified in 251 cases of SIDS by Hafke et al provide insight into the potential role and contribution of the immune system.113 Two variants in interferon γ and 1 variant in interferon α 8 were shown to have statistically significant associations with the occurrence of SIDS when single nucleotide polymorphisms were analyzed. Fard et al were unable to replicate this finding through genotyping of 40 single nucleotide polymorphisms from 15 candidate genes but did show minimal evidence of associations with variants in interleukin 6 and interleukin 10, supporting the potential role of infection and inflammation in SIDS.113,114
The identification of polymorphisms in genes pertinent to the embryologic origin of the autonomic nervous system in SIDS cases also lends support to the hypothesis that a genetic predisposition contributes to the etiology of SIDS. The pituitary adenylate cyclase-activation polypeptide (PACAP) gene and the gene of 1 of its receptors (PAC1) have received recent attention because of a possible association of SIDS cases with specific alleles.115 This association between variants in the PAC1 gene and SIDS was not found in another study, but a number of potential associations between genetic variants and SIDS were identified; these warrant further study.116 Variant mutations in the brain aquaporins AQP1 and AQP9 have been found more frequently in SIDS cases, supporting the theory of a genetic predisposition of regulatory brainstem function as a mechanism for death.
Previous studies of racial differences in the genetics of SIDS have largely been limited to differences between Black and White infants. Race is a social construct117 and can be a proxy for aspects of one’s lived experiences (educational, economic, housing, etc) that can affect health outcomes.118 Adverse childhood experiences are associated with epigenetic changes that may help to explain disparities.119,120 As we continue to research the polymorphisms or mutations in genes regulating inflammation,121–123 energy production,124–127 and hypoglycemia127,128 in infants who died of SIDS, the associations between these polymorphisms and epigenetic changes require more study to determine their importance. The role of epigenetics on any observed racial and ethnic differences should be prioritized in future research.
Recommendations to Reduce the Risk of Sleep-Related Infant Deaths
The recommendations outlined herein were developed to reduce the risk of sleep-related infant deaths, including SIDS and sleep-related suffocation, asphyxia, and entrapment. As defined by epidemiologists, risk refers to the probability that an outcome will occur given the presence of a particular factor or set of factors. Although all 19 recommendations are intended for everyone who cares for infants, the last 4 recommendations are directed specifically toward health policy makers, researchers, and professionals who care for or work on behalf of infants. In addition, because certain behaviors, such as smoking, can increase risk for the infant, some recommendations are directed toward people who are pregnant or may become pregnant in the near future.
The guidance in this technical report is intended to be inclusive of all families. Gendered language, such as “mothers” and “breastfeeding,” is occasionally used, particularly when discussing or quoting published articles that used these definitions.129 However, the authors acknowledge that parents may be of any gender and that transgender men and nonbinary-gendered individuals may also give birth and/or may want to breastfeed or feed at the chest.
The recommendations, along with the strength of recommendation, are summarized in the accompanying policy statement, “Sleep-Related Infant Deaths: Updated 2022 Recommendations for Reducing Infant Deaths in the Sleep Environment.”130 It should be noted that because there are no randomized controlled trials related to SIDS and other sleep-related deaths, case-control studies are the best evidence available.
The recommendations are based on studies that include infants up to 1 year of age. Therefore, recommendations for sleep position and the sleep environment, unless otherwise specified, are for the first year after birth. The evidence-based recommendations that follow are provided to guide pediatricians, other physicians, and nonphysician clinicians in conversations with parents and others who care for infants. Physicians and nonphysician clinicians are encouraged to have open and nonjudgmental conversations with families about their sleep practices. Individual medical conditions may warrant that a clinician recommend otherwise after weighing the relative risks and benefits.
Infant Sleep Position
To reduce the risk of sleep-related death, it is recommended that infants be placed for sleep in the supine (back) position for every sleep by every caregiver until the child reaches 1 year of age. Side sleeping is not safe and is not advised.
The prone or side sleep position can increase the risk of rebreathing expired gases, resulting in hypercapnia and hypoxia.131–134 The prone position also increases the risk of overheating by decreasing the rate of heat loss and increasing body temperature more than the supine position.135,136 Evidence suggests that prone sleeping alters the autonomic control of the infant cardiovascular system during sleep, particularly at 2 to 3 months of age,137 and may result in decreased cerebral oxygenation.138 The prone position places infants at high risk for SIDS (odds ratio [OR], 2.3–13.1).139–143 In 1 US study, SIDS risk associated with side position was similar in magnitude to that associated with prone position (OR, 2.0 and 2.6, respectively),140 and a higher population-attributable risk has been reported for side sleep position than for prone position.142,144 Furthermore, the risk of SIDS is exceptionally high for infants who are placed on the side and found on the stomach (OR, 8.7).140 The side sleep position is inherently unstable, and the probability of an infant rolling to the prone position from the side sleep position is significantly greater than rolling prone from the back.142,145 Infants who are unaccustomed to the prone position and are placed prone for sleep are also at greater risk than those usually placed prone (adjusted OR [aOR], 8.7–45.4).140,146,147 It is, therefore, critically important that every caregiver place the infant in the supine sleep position for every sleep. This is particularly relevant in situations in which a new caregiver is introduced—for example, when an infant is placed in foster care or an adoptive home, or when an infant enters child care for the first time or has a change in child care providers.
Despite these recommendations, the prevalence of supine positioning has remained stagnant for the last decade.27,148 One reason often cited by parents for not using the supine sleep position is the perception that the infant is uncomfortable or does not sleep well.149–157 However, an infant who wakes frequently is typical and should not be perceived as a poor sleeper. Physiologic studies demonstrate that infants are less likely to arouse when they are sleeping in the prone position.158–166 The ability to arouse from sleep is an important protective physiologic response to stressors during sleep,167–171 and the infant’s ability to sleep for sustained periods may not be physiologically advantageous.
The supine sleep position on a firm, flat, noninclined surface does not increase the risk of choking and aspiration in infants and is reecommended for every sleep, even for infants with gastroesophageal reflux.
Parents and caregivers continue to be concerned that an infant will choke or aspirate while supine.149–157 Parents often misconstrue coughing or gagging, which is evidence of a normal protective gag reflex, for choking or aspiration. Multiple studies in different countries have not demonstrated an increased incidence of aspiration since the change to supine sleeping.172–174 Parents and caregivers are often concerned about aspiration when the infant has been diagnosed with gastroesophageal reflux (GER). The AAP concurs with the North American Society for Pediatric Gastroenterology and Nutrition that “…no position other than supine position is recommended for infants because of the risk of sudden infant death syndrome (SIDS).”175 Further, “the working group recommends not to use positional therapy (ie, head elevation, lateral and prone positioning) to treat symptoms of GERD (gastroesophageal reflux disease) in sleeping infants.”175 There is no evidence to show that infants receiving nasogastric or orogastric feeds are at increased risk for aspiration if placed in the supine position. Elevating the head of the infant’s crib while the infant is supine is ineffective in reducing gastroesophageal reflux176,177 and is not recommended. Additionally, a recent biomechanical analysis found that infants cannot be placed at a 30 degree incline without sliding down.178 This raises concern that the infant could slide into a position that may compromise respiration. This analysis also found that infants sleeping at lesser inclines can more easily flex their trunk and lift their head, facilitating rolling onto the side or prone, at which point they are at higher risk for muscle fatigue and potential suffocation.178
Place hospitalized preterm infants supine as soon as clinical status has stabilized and they have achieved positional stability (ie, when therapeutic or nonsupine positioning is no longer medically indicated).
Infants born preterm (<37 weeks’ gestational age) have an increased risk of SIDS.46,179,180 Additionally, the association between prone position and SIDS among low birth weight and preterm infants is equal to, or perhaps even stronger than, the association among those born at term.146 Therefore, preterm infants should be placed supine for sleep as soon as clinical status has stabilized and they have achieved positional stability—in other words, when therapeutic or nonsupine positioning is no longer medically indicated. This is usually achieved by 32 weeks’ gestational age as the infant’s flexion tone and strength develops.181,182 The AAP reiterates its previous recommendation that (1) “preterm infants should be placed supine for sleeping, just as term infants should, and the parents of preterm infants should be counseled about the importance of supine sleeping in preventing SIDS. Hospitalized preterm infants should be kept predominantly in the supine position, at least from the postmenstrual age of 32 weeks onward, so that they become acclimated to supine sleeping before discharge,”183 and (2) even among preterm infants with GER, “safe sleep approaches, including supine positioning on a flat and firm surface and avoidance of commercial devices designed to maintain head elevation in the crib, should be paramount as a model for parents of infants approaching discharge (ie, infants greater than 32 weeks’ postmenstrual age) from the hospital.”184 Further, the AAP believes that neonatologists, neonatal nurses, and other clinicians responsible for organizing the hospital discharge of infants from NICUs should be vigilant about endorsing recommendations to reduce the risk of sleep-related death from birth. They should model these recommendations as soon as the infant is medically stable and significantly before the infant’s anticipated discharge from the hospital. In addition, NICUs are encouraged to develop and implement policies to ensure that supine sleeping and other safe sleep practices are modeled for parents before discharge from the hospital.185,186 See “Transition to a Safe Home Sleep Environment for the NICU Patient” for additional details.187
During the birth hospitalization, place healthy newborn infants supine and on a flat, noninclined surface for every sleep when they are not engaged in skin-to-skin care or in the arms of an awake or alert individual.
As stated in the AAP clinical report on safe sleep and skin-to-skin care, “skin-to-skin care is recommended for all mothers and newborns, regardless of feeding or delivery method, immediately following birth (as soon as the mother is medically stable, awake, and able to respond to her newborn), and to continue for at least an hour.”188 Thereafter, or when the parent needs to sleep or take care of other needs, infants should be placed supine in a noninclined bassinet.
Placement of infants on the side after birth by physicians, nurses, or other clinicians continues to be a concern. The practice likely occurs because of a belief among hospital staff that newborn infants need to clear their airways of amniotic fluid and may be less likely to aspirate while on the side. No evidence that such fluid will be cleared more readily while in the side position exists. Perhaps most importantly, if parents observe physicians, nurses, or other clinicians placing infants in the side or prone position, they are likely to infer that supine positioning is not important189 and may, thus, be more likely to copy this practice and use the side or prone position at home.154,157,190 Infants who are rooming in with their parents or cared for in a separate newborn nursery should be placed in the supine position as soon as they are ready to be placed in the bassinet. To promote breastfeeding, placing the infant skin-to-skin with parent after delivery, with appropriate observation and/or monitoring, is the best approach. When the parent needs to sleep or take care of other needs, the infant should be placed supine in a bassinet.
Infants who can roll from supine to prone and from prone to supine can be allowed to remain in the sleep position that they assume.
Parents and caregivers are frequently concerned about the appropriate strategy for infants who have learned to roll over, which generally occurs at 4 to 6 months of age. As infants mature, it is more likely that they will roll. In 1 study, 6% and 12% of 16-and 23-week-old infants placed on their backs or sides, respectively, were found in the prone position; among infants ≥24 weeks of age, 14% of those placed on their backs and 18% of those placed on their sides were found in the prone position.191 Because data to make specific recommendations as to when it is safe for infants to sleep in the prone position are lacking, the AAP recommends that all infants continue to be placed supine until 1 year of age. Infants who can roll from supine to prone and from prone to supine can be allowed to remain in the sleep position that they assume. One study analyzing sleep-related deaths reported to state child death review teams found that the predominant risk factor for sleep-related deaths in infants 4 to 12 months of age was rolling into objects in the sleep area.192 Thus, parents and caregivers should continue to keep the infant’s sleep environment clear of everything but a fitted sheet. Parents may be reassured in being advised that the incidence of SIDS begins to decline after 4 months of age.22
Sleep Surfaces
Use a firm, flat, noninclined sleep surface (eg, tightly fitting mattress in a safety-approved crib) covered by a fitted sheet with no other bedding or soft objects to reduce the risk of suffocation or wedging or entrapment.
Place infants on a firm, flat, noninclined sleep surface (eg, tightly fitting mattress in a safety-approved crib) covered by a fitted sheet with no other bedding or soft objects. A firm surface maintains its shape and does not indent or conform to the shape of the infant’s head when the infant is placed on the surface. The surface does not change its shape when the fitted sheet designated for that model is used, such that there are no gaps between the mattress and the wall of the crib, bassinet, portable crib, or play yard. Soft mattresses, including those with adjustable firmness or those made from memory foam, could create a pocket (or indentation) and increase the chance of rebreathing or suffocation if the infant is placed in or rolls over to the prone position.133,193 Many mattresses intended for use by older children or adults contain memory foam or have adjustable firmness. The use of mattresses that are soft, adjustable, or with memory foam is dangerous for infants.
A flat, noninclined surface is safest for infants. An independent expert hired by the CPSC conducted infant testing to evaluate inclined sleep products and demonstrated that none of these tested products were safe for infant sleep. Infants on an inclined surface can more easily flex their trunk and lift their head, facilitating rolling onto the side or prone, at which point they are at higher risk for muscle fatigue and potential suffocation. This report concluded that products with inclines of more than 10 degrees are unsafe for infant sleep.178
A crib, bassinet, portable crib, or play yard that conforms to the safety standards of the CPSC is recommended.
A crib that is safety-approved is 1 that meets the safety standards of the CPSC, including those for slat spacing, snugly fitting and firm mattresses, and no drop sides.194 The AAP recommends the use of new cribs, because used cribs may no longer meet current safety standards, may have missing parts, or may be incorrectly assembled. In addition, parents and providers should check the CPSC Web site (www.cpsc.gov) to ensure that the product has not been recalled. This is particularly important for used cribs. If a used crib is to be used, care must be taken to ensure that there have been no recalls on the crib model, that all of the hardware is intact, and that the assembly instructions are available. Cribs with missing hardware or missing instructions should not be used, nor should parents or providers attempt to fix broken components of a crib, because many deaths have occurred in cribs that were broken or with missing parts (including those that had presumably been fixed).
For some families, use of a crib may not be possible for financial or space considerations. In addition, parents may be reluctant to place the infant in the crib because of concerns that the crib is too large for the infant or that “crib death” (ie, SIDS) only occurs in cribs, a common misunderstanding of the evidence. These concerns should be assessed and addressed by physicians and nonphysician clinicians and include a conversation with the parents about the importance of safe sleep environments to reduce the risk of sleep-related death. Smaller sleep surfaces, such as portable cribs, play yards, and bassinets that meet safety standards of the CPSC195,196 can be used and may be more acceptable for some families because they are smaller, more portable, and typically more affordable.
Ensure that mattresses are firm, flat, and maintain their shape even when the fitted sheet designated for that model is used and that there are no gaps between the mattress and the wall of the bassinet, playpen, portable crib, play yard, or bedside sleeper. Only use mattresses designed for the specific product. Do not use pillows or cushions as substitutes for mattresses or in addition to a mattress. It is not safe to place soft materials or objects, such as pillows (including semi-circular or other nursing pillows), quilts, comforters, or fur-like materials, even if covered by a sheet, under a sleeping infant. Mattress toppers, designed to make the sleep surface softer, are not safe for infants younger than 1 year. Any fabric on the crib walls or a canopy could create a suffocation risk for the infant and is not recommended.
Do not place infants for sleep on adult-sized beds or mattresses because of the risk of entrapment and suffocation.197 Portable bed rails (railings installed on the side of the bed that are intended to prevent an older child from falling off of the bed) should not be used with infants because of the risk of entrapment and strangulation.198 Keep the infant sleep area free of hazards, including dangling cords, electric wires, and window covering cords, because these may present a strangulation risk.
There are commercially available special crib mattresses and sleep surfaces that claim to reduce the chance of rebreathing CO2 when the infant is in the prone position that have been introduced. Although there are no apparent disadvantages of using these mattresses if they meet the safety standards as described previously, no studies have demonstrated decreased risk of death. (See section on Commercial Devices for further discussion of special mattresses.)
Bedside sleepers are attached to the side of the parental bed. The CPSC has published safety standards for bedside sleepers,199 and they may be considered by some parents as an option.
There is inadequate published evidence to recommend for or against the use of alternative sleep surfaces. At a minimum, to be considered a safe option, any alternative sleep surface (such as inclined sleep products, hammocks, cardboard boxes, in-bed sleepers [including pepi-pods or wahakuras], baby nests and pods, compact bassinets without a stand or legs, travel bassinets, and baby tents) should adhere to the June 2021 CPSC rule that any infant sleep product must meet existing federal safety standards for cribs, bassinets, play yards, and bedside sleepers.
In June 2021, the CPSC passed a rule that any sleep products for infants 5 months and younger (defined as any product with packaging, marketing, or instructions indicating that the product is for sleep or naps or with any images of sleeping infants) must meet the existing federal safety standards for cribs, bassinets, play yards, and bedside sleepers.200 This includes inclined sleep products, hammocks, cardboard boxes, in-bed sleepers, baby nests and pods, compact bassinets without a stand or legs, travel bassinets, and baby tents. The AAP does not recommend use of any products that do not meet the federal safety standard, as they are likely not safe for infant sleep.
There are a variety of in-bed sleepers, many commercially available, and others mostly used for research purposes.201–203 Studies in New Zealand have compared overnight vital signs for infants using 2 in-bed sleepers (wahakura, a flax-woven sleeper for the Maori population, and the pepi-pod, a plastic version of the wahakura) with historical bassinet controls and found no differences in oxygen saturations or skin temperature; however, infants in the pepi-pod had a higher average heart rate (146 +/− 8.8 vs 138 +/− 10.1; P <.001).202 A similarly designed study evaluating the wahakura compared with a bassinet found no differences in oxygen saturations, desaturation events, heart rate, or temperature.203 Additionally, studies comparing these 2 devices to bassinets have shown no differences in prone or side sleep positioning, head covering, or direct bed sharing, although 1 trial found poorer maternal sleep quality with the wahakura at 1 month of age.201, 203 Although these small studies are encouraging, there is wide variation in the design of in-bed sleepers. In-bed sleepers that do not meet the federal safety standard200 are likely not safe for infant sleep and should not be used. In a retrospective review of CPSC hazard reports associated with bedside and in-bed sleepers, there were 6 deaths and 20 injuries.204 Among the 6 deaths (mean age 3.1 months), 5 of the deaths were attributable to asphyxia and 1 was attributable to SIDS. Half of the deaths were associated with the same model of in-bed cosleeper, and the other half involved bedside sleepers from 1 manufacturer. Four cases had additional environmental risk factors. Of the 20 reported injuries (mean age 4.8 months), 70% occurred with bedside sleepers. The most common injury hazards were entrapment and suffocation, with mechanism of injury involving the infant becoming trapped in gaps and spaces created by the bedside sleeper or with improper use or assembly of the unit.
Cardboard boxes have been distributed as sleep surfaces in Finland since the 1930s, when few households could afford cribs and as an incentive for early prenatal care. This program continues today, primarily because families want to continue to receive the baby products in the box rather than use the box for their infant sleep. Although Finland’s SIDS rates are very low, they are equally low in other countries in the region that do not routinely provide boxes.205 One US study evaluated a program including standardized safe sleep education and provision of a cardboard box distributed to birth families at hospital discharge.206 Of 1429 mothers receiving the box, 47.9% (685) responded to a questionnaire administered within 72 hours after birth hospital discharge. Only 51% of respondents reported using the box as a sleeping space, with 12% using it as the primary infant sleeping space. Bed-sharing rates at 1 week after hospital discharge among those receiving the box, compared with those who did not receive a box, were significantly lower for exclusively breastfed infants (rate ratio: 2.0 [1.01–3.15]).206 It is not clear whether the decrease in bed sharing at 1-week post hospital discharge was attributable to the box or the accompanying safe sleep education, and no studies have assessed use rates in infants older than 1 week of age. Two qualitative studies have also described that mothers have mixed feelings about using a box as an infant sleep surface.207,208 Although boxes are viewed positively for being portable, compact, affordable, and decorative, mothers do not like that the boxes are low to the ground, with inadequate structural integrity or design and stability. Mothers also describe that they might feel social stigma if they used the box for their infant to sleep in. Some international experts have raised safety concerns, including lids on the boxes, hazards with use on a floor, fall risk with use at a height, durability (especially if the box becomes wet or dirty), and outgrowing the box at an age at which risk of sleep-related death is at its peak.209 Cardboard boxes that do not meet the federal safety standard200 are likely not safe for infant sleep and should not be used.
Some American Indian and Alaska Native communities have promoted the use of cradleboards as an infant sleep surface. There are no data regarding the safety of cradleboards for sleep, but the Eunice Kennedy Shriver National Institutes of Health and Human Development (NICHD)-led Healthy Native Babies Project suggests cradleboards as a culturally appropriate infant sleep surface.210 Care should be taken so that infants do not overheat (because of overbundling) in the cradleboard.
Parents and caregivers should adhere to the manufacturer’s guidelines regarding maximum weight of infants using alternative products.211,212 Regardless of sleep surface, the AAP recommends supine positioning, use of a firm, noninclined sleep surface without padded sides, and avoidance of soft objects and loose bedding.
Sitting devices, such as car seats, strollers, swings, infant carriers, and infant slings, are not recommended for routine sleep in the hospital or at home, particularly for infants younger than 4 months.
Some parents choose to allow their infants to sleep in a car seat or other sitting device. Sitting devices include but are not restricted to car seats, strollers, swings, infant carriers, and infant slings. Parents and caregivers often use these devices, even when not traveling, because they are convenient. One study found that the average young infant spends 5.7 hours per day in a car seat or similar sitting device.213 However, there are multiple concerns about using sitting devices as a usual infant sleep location. Placing an infant in such devices can potentiate GER214 and positional plagiocephaly.215 Because they still have poor head control and often experience flexion of the head while in a sitting position, infants younger than 4 months in sitting devices may be at increased risk for upper airway obstruction and oxygen desaturation.216–220 In 2019, major manufacturers voluntarily recalled inclined sleepers after a series of deaths were reported to the CPSC, and additional deaths were discovered.221
A retrospective study reviewed deaths involving sitting and carrying devices (car seats, bouncers, swings, strollers, and slings) reported to the CPSC between 2004 and 2008. Of the 47 deaths analyzed, 31 occurred in car seats, 5 occurred in slings, 4 each occurred in swings and bouncers, and 3 occurred in strollers. Fifty-two percent of deaths in car seats were attributed to strangulation from straps; the others were attributed to positional asphyxia.222 In addition, analyses of CPSC data report injuries from falls when car seats are placed on elevated surfaces,223–227 from strangulation on unbuckled or partially buckled car seat straps,222 and from suffocation when car seats overturn after being placed on a bed, mattress, or couch.226 A more recent review of National Center for Fatality Review and Prevention data from 2004 to 2014 evaluated 348 (3%) sleep-related deaths occurring in sitting devices.228 There was at least 1 risk factor (eg, prematurity, tobacco exposure, and sleeping caregiver) in 81.9% of the deaths in sitting devices and at least 2 risk factors in 54.9%. The car seat was used properly in <10% of the cases. Compared with other sleep-related deaths, deaths in sitting devices had higher odds of occurring under the supervision of a child care provider (aOR 2.8; 95% confidence interval [CI], 1.5 to 5.2) or babysitter (aOR 2.0; 95% CI, 1.3 to 3.2) compared with a parent. Therefore, when infants fall asleep in a sitting device, they should be removed from the product and moved to a crib or other appropriate firm, flat surface as soon as is safe and practical. Car seats and similar products are not stable on a crib mattress or other elevated surface.223–227 Infants should not be left unattended in car seats and similar products and should not be placed or left in car seats and similar products with the straps unbuckled or partially buckled.222 Additionally, parents should give specific instruction to child care or other providers to remove the baby from the car seat as soon as they are dropped off for care.
A recent biomechanics study demonstrated that infants could more easily roll from supine to prone in an inclined sleeper, and once in the prone position, they would fatigue faster than they would on a stable, flat surface because of the high musculoskeletal demands necessary to maintain safe posture to prevent suffocation. The study also found that prone positioning on an inclined (>10 degrees from horizontal) sleep surface places the infant at higher risk of airway obstruction or suffocation, as evidenced by oxygen saturation results.178 These results may provide a mechanism to some of the deaths related to car seats and other sitting and carrying devices.
There are also reports of suffocation in infants, particularly those who are younger than 4 months, who are carried in infant sling carriers.222,229–231 When infant slings are used for carrying, it is important to ensure that the infant’s head is up and above the fabric, the face is visible, and the nose and mouth are clear of obstructions. After nursing, reposition the infant in the sling so that the head is up and is clear of fabric and the airway is not obstructed by the adult’s body.222
Feeding of Human Milk
Feeding of human milk is recommended, as it is associated with a reduced risk of SIDS. unless it is contraindicated or the parent is unable to do so, it is recommended that infants be fed with human milk (ie, not offered any formula or other nonhuman milk-based supplements) exclusively for approximately 6 months, with continuation of human milk feeding for 1 year or longer as mutually desired by parent and infant, in alignment with recommendations of the AAP.
The risk-reducing role of human milk feeding on SIDS is enhanced when it is exclusive and without formula introduction.232–234 Studies do not distinguish between feeding at the breast and providing expressed human milk. In the Agency for Healthcare Research and Quality’s “Evidence Report on Breastfeeding in Developed Countries,” 6 studies were included in the SIDS-breastfeeding meta-analysis, and ever having breastfed was associated with a lower risk of SIDS (adjusted summary OR, 0.64; 95% CI, 0.51 to 0.81).232 Another meta-analysis of 18 case control studies found an unadjusted summary OR for any breastfeeding of 0.40 (95% CI, 0.35 to 0.44) and a pooled adjusted OR of 0.55 (95% CI, 0.44 to 0.69).234 The protective effect of breastfeeding increased with exclusivity, with an unadjusted summary OR of 0.27 (95% CI, 0.24 to 0.31) for exclusive breastfeeding of any duration.234 A subsequent meta-analysis using individual level data from 8 case-control studies (2267 SIDS cases and 6837 control infants) found in multivariable pooled analysis that any breastfeeding for under 2 months was not protective (aOR, 0.91; 95% CI, 0.68 to 1.22).235 However, any breastfeeding for 2 to 4 months, 4 to 6 months, and >6 months was strongly protective (aOR, 0.60 and 95% CI, 0.44 to 0.82; aOR, 0.40 and 95% CI, 0.26 to 0.63; aOR, 0.36 and 95% CI, 0.22 to 0.61, respectively). Results were similar for exclusive breastfeeding for durations of 2 to 4 months and 4 to 6 months.235 Therefore, breastfeeding of at least 2 months, either exclusive or any, was associated with a decrease in the risk of SIDS by approximately half.
Initiation and duration of human milk feeding are lower in preterm infants compared with term infants.236 Because preterm and low birth weight infants are at higher risk of dying of SIDS,237 it is particularly important to emphasize the benefits of human milk, engage with families to understand the barriers and facilitators to provision of human milk, and provide more intensive assistance during prolonged NICU hospitalization for these groups.
Physiologic sleep studies showed that breastfed infants are more easily aroused from sleep than their formula-fed counterparts.238,239 In addition, breastfeeding results in a decreased incidence of diarrhea, upper and lower respiratory infections, and other infectious diseases240 that are associated with an increased vulnerability to SIDS and provides overall immune system benefits attributable to maternal antibodies and micronutrients in human milk.241,242 Exclusive breastfeeding for 6 months has been found to be more protective against infectious diseases, compared with exclusive breastfeeding to 4 months of age and partial breastfeeding thereafter.240 Furthermore, exclusive breastfeeding results in a gut microbiome that supports a normally functioning immune system and protection from infectious disease, and this commensal microbiome has been proposed as another possible mechanism or marker for protection against SIDS.243
Some parents are unable to or choose not to feed human milk. When discussing feeding practices, culturally appropriate, respectful, and nonjudgmental communication between health care professionals and parents is recommended. These families should still be counseled on the importance of following the other safe sleep recommendations.
Infant Sleep Location
It is recommended that infants sleep in the parents’ room, close to the parents’ bed, but on a separate surface designed for infants, ideally for at least the first 6 months.
The terms bed sharing and cosleeping are often used interchangeably, but they are not synonymous. Cosleeping is when parent and infant sleep in close proximity (on the same surface or different surfaces) so as to be able to see, hear, and/or touch each other.244,245 Cosleeping arrangements can include bed sharing or sleeping in the same room in close proximity.245,246 Bed sharing refers to a specific type of cosleeping when the infant is sleeping on the same surface with another person.245 The shared surface can include a bed, sofa, or chair. Because the term cosleeping can be misconstrued and does not precisely describe sleep arrangements, the AAP recommends use of the terms bed sharing or surface sharing and room sharing (when the infant sleeps in the parents’ room but on a separate sleep surface [crib or similar surface] close to the parents’ bed) (Table 1).
The AAP recommends room sharing, because this arrangement decreases the risk of SIDS by as much as 50%141,143,247–249 and is safer than bed sharing141,143,247,248 or solitary sleeping (when the infant is in a separate room).141,247,249 In addition, this arrangement is most likely to prevent suffocation, strangulation, and entrapment that may occur when the infant is sleeping in the adult bed. Furthermore, this arrangement allows close proximity to the infant, which will facilitate feeding, comforting, and monitoring of the infant.
The AAP recommends that the infant’s crib, portable crib, play yard, or bassinet be placed in the parents’ bedroom, ideally for at least the first 6 months. Room sharing without bed sharing is protective for the first year of life, and there is no specific evidence for when it might be safe to moving an infant to a separate room before 1 year of age. However, the rates of sleep-related deaths are highest in the first 6 months, so room sharing during this vulnerable period is especially important. Placing the crib close to the parents’ bed so that the infant is within view and within arms’ reach can facilitate feeding, comforting, and monitoring of the infant to give parents peace of mind about their infant’s safety. This arrangement reduces SIDS risk and removes the possibility of suffocation, strangulation, and entrapment that may occur when the infant is sleeping in the adult bed.
Parent-infant bed sharing for all or part of sleep duration is common. In 2015 PRAMS data collected in 14 states, 61.4% of mothers reported any bed sharing.148 Similarly, 2016 PRAMS data collected in 29 states found that only 41.1% of parents reported exclusively room sharing without bed sharing.27 The rate of routine bed sharing is higher among some racial and ethnic groups, including Black, Hispanic, and American Indian and Alaska Native parents and infants.148 There are often cultural and personal reasons why parents choose to bed share, including convenience for feeding (human milk or formula), comforting a fussy or sick infant, helping the infant and/or parent sleep better, bonding and attachment, and because it is a family tradition.250,251 In addition, many parents may believe that their own vigilance is the only way that they can keep their infant safe and that the close proximity of bed sharing allows them to maintain vigilance, even while sleeping.252 Some parents will use bed sharing specifically as a safety strategy if the infant sleeps in the prone position252,253 or there is concern about environmental dangers, such as vermin or stray gunfire.252
There is an increasing body of research on the effects of room sharing on both infant and parent sleep. Several studies indicate that mothers who room share have increased awakenings254,255 and poorer quality of sleep than mothers who sleep in a separate room. In a recent study, Paul looked at differences in infant sleep in early (<4 months) versus later (between 4 and 9 months) independent sleepers (ie, sleeping in a separate room from parents) compared with room sharers and found that at 4 months, early independent sleepers had longer stretches of sleep indicating earlier sleep consolidation, but no increase in total sleep. At 9 months, room-sharing infants were sleeping 14 to 40 minutes less than independent sleepers, but there was no significant difference in night time awakenings. At 12 months, the differences in sleep duration were no longer significant.256 Another study looking at sleep characteristics found that parental presence and room sharing were associated with increased nighttime awakenings, but not total sleep time at 1 year of age.257 Early sleep consolidation and fewer awakenings may be appealing to tired parents; however, decreased arousals likely contribute to an increased risk for sleep-related death.167–171 Therefore, the AAP continues to recommend room sharing until at least 6 months of age.
Parent-infant bed sharing continues to be highly controversial. Electrophysiologic and behavioral studies offer a strong case for its effect in facilitating breastfeeding;258,259 there is some physiologic evidence that bed sharing increases infant calming,260 and many parents believe that they can maintain vigilance of the infant while they are asleep and bed sharing.252
The effect of bed sharing on childhood attachment and psychological outcomes for children are also now being looked at more closely, with varied results and significant limitations. Some studies indicated that bed sharing in infancy was associated with increased reliance on security objects and sleep aids later on, and small but significant positive effects on cognitive competence in childhood and psychosexual adjustment in adulthood.261,262 More recently, a small study found that infants who fully or partially bed share at 3 months had greater self-regulatory behavior at 6 months and that fully bed-sharing infants had less negativity at 6 months.263 A 2016 study by Mileva-Seitz et al looking specifically at bed sharing at 2 months and secure attachment at 14 months found that solitary sleeping was associated with insecure, and more specifically resistant, attachment.264 However, the study was limited by only asking about bed sharing at a single time point. Additionally, there was no dose-response association, leading to the conclusion that further study was needed. More recently, a study compared mother-infant dyads who bed shared or did not bed share in the infant’s first 6 months of life and found no differences in infant-mother attachment, infant behavior, bonding, or sensitive parenting at 18 months.265 A recent study from Brazil found increased odds of psychiatric diagnoses and internalizing problems at age 6 years among both early-only bed sharers (bed shared until 2 years) and persistent bed sharers (bed shared consistently until 6 years) when compared with solitary sleepers, but there were also sociodemographic differences in the 2 groups.266 In 1 study, cosleeping (defined as room sharing with or without bed sharing) was associated with increased social criticism of mothers’ choice of sleep arrangement, maternal depression and concerns about infant sleep.267 The only recent study to look specifically at room sharing without bed sharing found that this sleep arrangement for the first 6 months was not associated with any sleep or behavior problems at ages 6 to 8 years.268 Likely complicating these findings further is the fact that all of these results are expected to be confounded by parental behavior, and 1 recent study demonstrated that parental response was different for bed sharers and solitary sleepers.269
However, epidemiologic studies have shown that bed sharing is associated with a number of conditions, including soft bedding,270–273 head covering,274–277 and, for infants of smokers, increased exposure to tobacco smoke,278 which are risk factors for SIDS. In addition, bed sharing itself is associated with an increased risk of SIDS; a meta-analysis of 11 studies investigating the association of bed sharing and SIDS showed a summary OR of 2.88 (95% CI, 1.99 to 4.18) with bed sharing.279 Furthermore, bed sharing in an adult bed not designed for infant safety, especially when associated with other risk factors, exposes the infant to additional risks for unintentional injury and death, such as suffocation, asphyxia, entrapment, falls, and strangulation.280,281 Infants younger than 4 months282 and those born preterm and/or with low birth weight237 are at highest risk, possibly because immature motor skills and muscle strength make it difficult to escape potential threats.279 In recent years, the concern among public health officials about bed sharing has increased, because there have been more reports of infant deaths occurring in high-risk sleep environments, particularly bed sharing and/or sleeping on a couch or armchair.283–285 The Supplemental Table 2 outlines the added risk of common hazards associated with bed sharing. It should be noted that the presence of separate risk factors can lead to a marked increased risk beyond the baseline risk of bed sharing. Given the high rates of bed sharing, these risk factors should be thoughtfully discussed with all parents of neonates and infants, not just those who indicate during health care visits that they are bed sharing.
On the other hand, some breastfeeding advocacy groups encourage bed sharing to promote breastfeeding,286 and debate continues as to the safety of this sleep arrangement for low-risk, breastfed infants. As described in detail in the 2016 AAP technical report, Blair and Carpenter each analyzed data from multiple case-controlled studies regarding the risk of bed sharing and they came to conflicting conclusions about the risk of SIDS in otherwise low-risk infants. Both studies lacked power and given the controversial nature of this recommendation, the task force requested an independent review of the studies by Dr. Robert Platt, a biostatistician with expertise in perinatal epidemiology from McGill University. Dr. Platt had no connection to the task force nor a vested interest in the recommendations. He concluded that both studies should be interpreted with a degree of caution, but that, “Clearly, these data do not support a definitive conclusion that bed sharing in the youngest age group is safe, even under less hazardous circumstances.1,2 Given this and the absence of additional, more recent data to the contrary, the AAP continues to recommend room sharing without bed sharing and recommends that all families be counseled on the risks of additional hazards that make bed sharing more dangerous.
There is insufficient evidence to recommend for or against the use of devices promoted to make bed sharing “safe.”
There is no evidence that devices marketed to make bed sharing “safe” reduce the risk of SIDS or suffocation or are safe. There are no peer-reviewed published data demonstrating the safety of products designed for in-bed use. Bedside sleepers, which attach to the side of the parental bed and for which the CPSC published standards in 2013,199 may be considered by some parents as an option. At a minimum, to be considered a safe option, any of these devices should adhere to the June 2021 CPSC rule that any infant sleep product must meet existing federal safety standards for cribs, bassinets, play yards, and bedside sleepers.200 (See section on Sleep Surfaces for further discussion of sleepers.)
Return infants who are brought into the bed for feeding or comforting to their own crib or bassinet when the parent is ready to return to sleep.
Studies have found an association between bed sharing and longer duration of breastfeeding,258,259,287,288 but most of these were cross-sectional studies, which do not enable determination of a temporal relationship—ie, whether bed sharing promotes breastfeeding or whether breastfeeding promotes bed sharing, and whether women who prefer 1 practice are also likely to prefer the other.288,289 However, a more recent longitudinal study provides strong evidence that bed sharing promotes breastfeeding duration, with the greatest effect among frequent bed sharers.290 Another recent study has shown that compared with mothers who room shared without bed sharing, mothers who bed shared were more likely to report exclusive breastfeeding (aOR, 2.46; 95% CI, 1.76 to 3.45) or partial breastfeeding (aOR, 1.75; 95% CI, 1.33 to 2.31).291 A recent study evaluating sleep location in women with strong breastfeeding outcomes again found that women who bed shared with their infants were more likely to be exclusively breastfeeding at 6 months and had a longer duration of breastfeeding. In addition, the authors found that bed sharing in mothers who continued to breastfeed increased when the infants were 6 to 12 months of age.287 However, although bed sharing may facilitate breastfeeding,251 there are other factors, such as intent, that influence successful breastfeeding.292 Furthermore, 1 case-control study found that the risk of SIDS while bed sharing was similar among infants in the first 4 months of life, regardless of breastfeeding status, implying that the benefits of breastfeeding do not outweigh the increased risk associated with bed sharing for younger infants.282 The risk of bed sharing is higher the longer the duration of bed sharing during the night,143 especially when associated with other risks.141,142,293,294 Returning the infant to the crib after bringing the infant into the bed for a short period of time is not associated with increased risk.142,294 Therefore, after the infant is brought into the bed for feeding, comforting, and bonding, the infant should be returned to the crib when the parent is ready for sleep.
Couches and armchairs are extremely dangerous places for infants and should never be used for infant sleep.
Sleeping on couches and armchairs places infants at extraordinarily high risk (with 22- to 67-fold increased risk) for infant death, including SIDS,139,141,142,248,294,295 suffocation through entrapment or wedging between seat cushions, or overlay if another person is also sharing this surface.284 Therefore, parents and other caregivers need to be especially vigilant as to their wakefulness when feeding infants or lying with infants on these surfaces. It is important to emphasize this point to those who are breastfeeding, as 25% of mothers in 1 study reported falling asleep during the night when breastfeeding their infant on 1 of these surfaces.296 Infants should never be placed on a couch or armchair for sleep.
The safest place for a baby to sleep is on a separate sleep surface designed for infants close to the parents’ bed.
Infants sleeping in a separate room are 2.75 to 11.5 times more likely to die suddenly and unexpectedly than infants who are room sharing without bed sharing.141,247,249 When all bed-sharing or surface-sharing circumstances are included in meta-analyses, the risk of dying suddenly and unexpectedly is almost 3 times higher than room sharing without bed sharing.279
The AAP understands and respects that many parents choose to routinely bed share for a variety of reasons, including facilitation of breastfeeding, cultural preferences, and belief that it is better and safer for their infant. However, on the basis of the evidence,297 the AAP is unable to recommend bed sharing under any circumstances. Having the infant close by their bedside in a crib or bassinet will allow parents to feed, comfort, and respond to their infant’s needs. It is also important for parents, pediatricians, other physicians, and nonphysician clinicians to know that the following factors increase the magnitude of risk when bed sharing or surface sharing:
More than 10 times the baseline risk of parent-infant bed sharing:
Bed sharing with someone who is impaired in their alertness or ability to arouse because of fatigue or use of sedating medications (eg, certain antidepressants, pain medications) or substances (eg, alcohol, illicit drugs).143,283,295,297
Bed sharing with a current smoker (even if the smoker does not smoke in bed) or if the pregnant parent smoked during pregnancy.141,142,279,293,298
Bed sharing on a soft surface, such as a waterbed, old mattress, sofa, couch, or armchair.139,141,142,248,294
5 to 10 times the baseline risk of parent-infant bed sharing:
Term, normal-weight infant younger than 4 months, even if neither parent smokes and even if the infant is breastfed.141,143,248,279,294,297,299 This is a particularly vulnerable time, so parents who choose to feed their infants younger than 4 months in bed need to be especially vigilant to avoid falling asleep.
Bed sharing with anyone who is not the infant’s parent, including nonparental caregivers and other children.139
2 to 5 times the baseline risk of parent-infant bed sharing:
Pediatricians, other physicians, and nonphysician clinicians are encouraged to counsel all families on these factors that can substantially increase the risk of sleep-related death while bed sharing.
A retrospective series of SIDS cases reported that mean maternal body weight was higher for bed-sharing mothers than for nonbed–sharing mothers.301 The only case-control study to investigate the relationship between maternal body weight and bed sharing did not find an increased risk of bed sharing with increased maternal weight.302
Guidance for parents who fall asleep while feeding the infant
Bed sharing can occur unintentionally if parents fall asleep while feeding their infant or at times when parents are particularly tired, or infants are fussy. Evidence suggests that it is relatively less hazardous (but still not recommended) to fall asleep with the infant in the adult bed than on a sofa or armchair, should the parent fall asleep. It is important to note that a large percentage of infants who die of SIDS are found with their head covered by bedding.274 Therefore, it is advised that no pillows, sheets, blankets, pets, or any soft or loose items that could obstruct infant breathing139,270 or cause overheating be in the bed.303–306 Parents should follow safe sleep recommendations outlined elsewhere in this statement. Because there is evidence that the risk of bed sharing is higher with longer duration, if the parent falls asleep while feeding the infant in bed, the parent is advised to return the infant to a separate sleep surface as soon as the parent awakens.141,142,293,294
Any potential benefits of cobedding twins and higher-order multiples are outweighed by the risk of cobedding. It is prudent to provide separate sleep areas and avoid cobedding (sleeping on the same sleep surface) for twins and higher-order multiples in the hospital and at home.
Cobedding of twins and other infants of multiple gestation is a frequent practice, both in the hospital setting and at home.307 However, the benefits of cobedding twins and higher-order multiples have not been established.308–310 Twins and higher-order multiples are often born preterm and with low birth weights, so they are at increased risk for SIDS.46,179 Furthermore, cobedding increases the potential for overheating and rebreathing, and size discordance between multiples may increase the risk of unintentional suffocation.309 Most cobedded twins are placed on the side rather than supine.307 Finally, cobedding of twins and higher-order multiples in the hospital setting may encourage parents to continue this practice at home.309 Because the evidence for the benefits of cobedding twins and higher-order multiples is not compelling and because of the increased risk of SIDS and suffocation, the AAP believes that it is prudent to provide separate sleep areas for these infants to decrease the risk of SIDS and unintentional suffocation.
Use of Bedding
Keep soft objects, such as pillows, pillow-like toys, quilts, comforters, mattress toppers, fur-like materials, and loose bedding, such as blankets and nonfitted sheets, away from the infant’s sleep area to reduce the risk of SIDS, suffocation, entrapment or wedging, and strangulation.
Soft objects, such as pillows and pillow-like toys, quilts, comforters, fur-like materials, and loose bedding, such as blankets and nonfitted sheets, can obstruct an infant’s airway and increase risk for SIDS,139,270 suffocation, and rebreathing.131,133,134,193,311–313 In the United States, more than 40% of infants are placed to sleep underneath or on top of bedding such as thick blankets, quilts, and pillows.27,314 The prevalence of bedding use is highest among infants whose mothers are teenagers, from minority racial and ethnic groups, and among those without a 4-year college degree.27
Pillows, quilts, comforters, fur-like materials, and other soft bedding can be hazardous when placed under the infant37,139,270,305,315–320 or left loose in the infant’s sleep area.37,142,270,300,313,318–325 Bedding in the sleeping environment increases SIDS risk fivefold independent of sleep position,139,270 and this risk increases to 21-fold when the infant is placed prone.139,270 Many infants who die of SIDS are found in the supine position but with their heads covered by loose bedding.142,315,316,321 Additionally, infants who bed share have a higher SIDS risk when sleeping on a soft as opposed to firm surface.300
In addition to SIDS risk, soft objects and loose bedding in the sleeping environment may lead to unintentional suffocation.192,313,326 Airway obstruction from soft objects or loose bedding is the most common way accidental infant suffocation occurs.37 A review of 66 SUID case investigations in 2011 showed that soft bedding was the most frequently reported factor among deaths classified as possible and explained unintentional suffocation deaths.313 In addition, a CPSC report of sleep-related infant deaths from 2009 to 2011 found that most deaths attributed to suffocation (regardless of whether the infant was sleeping in a crib, on a mattress, or in a play yard) involved extra bedding, such as pillows or blankets.326 A more recent report found that among 250 accidental suffocations during 2011 to 2014, 69% were attributed to soft bedding occluding the infant’s airway.37 Soft bedding (eg, blankets and stuffed animals) may also be a stronger risk factor for sleep-related deaths among infants older than 3 months than it is for their younger counterparts, especially when infants are placed in or roll to the prone position.37,192 Another study restricted to accidental infant suffocations, found younger infants (≤4 months) were more often suffocated by soft bedding or overlay than older infants (5–11 months). Among suffocations attributed to soft bedding, older infants (5–11 months) were more likely to have their airways obstructed by blankets (as opposed to pillows or cushions).37
It is recommended that weighted blankets, weighted sleepers, or other weights not be placed on or near the sleeping infant. A single crossover randomized nonblinded trial of 16 infants with neonatal abstinence syndrome found no adverse events when a 1-pound weighted blanket was placed on each infant for 30 minute observed episodes.327 However, no studies have documented the safety of weights for infants in an unobserved, nonclinical sleep environment.
Parents and caregivers are likely motivated by good intentions and perceived cultural norms when they opt to use bedding for infant sleep. Qualitative studies show that parents who use bedding want to provide a comfortable and safe environment for their infant.328,329 For comfort, parents may use blankets to provide warmth or to soften the sleep surface. For safety, parents may use pillows as barriers to prevent falls from adult beds or sofas or as a prop to keep their infant on the side.328,329 Images of babies sleeping with blankets, pillows, and other soft objects are widespread in popular magazines targeted to families with newborn infants.330,331 Parents and caregivers who see these images may perceive the use of these items as the norm, both favorable and the ideal, for infant sleep.
Dressing the infant with layers of clothing is preferable to blankets and other coverings to keep the infant warm while reducing the possibility of head covering or entrapment that could result from blanket use. However, care must be taken to select appropriately sized sleep clothing and to avoid overheating. Wearable blankets can also be used. Nursing and hospital staff should model safe sleep arrangements to new parents after delivery.
Bumper pads or similar products that attach to crib slats or sides are not recommended, because they have been implicated in deaths attributable to suffocation, entrapment or wedging, and strangulation. With current safety standards for crib slats, bumper pads and similar products are not necessary for safety against head entrapment or to prevent other injury.
Bumper pads and similar products attaching to crib slats or sides are frequently used with the thought of protecting infants from injury. Bumper pads were originally developed to prevent head entrapment between crib slats.332 However, newer crib standards requiring crib slat spacing to be less than 2 3/8 inches have obviated the need for crib bumpers. In addition, infant deaths have occurred because of bumper pads. A case series by Thach using 1985 to 2005 CPSC data found that deaths attributed to bumper pads occurred as a result of 3 mechanisms: (1) suffocation against soft, pillow-like bumper pads; (2) entrapment between the mattress or crib and firm bumper pads; and (3) strangulation from bumper pad ties.333 However, a 2010 CPSC white paper that reviewed the same cases concluded that there were other confounding factors, such as the presence of pillows and/or blankets, that may have contributed to many of the deaths in this report.334 The white paper pointed out that available data from the scene investigations, autopsies, law enforcement records, and death certificates often lacked sufficiently detailed information to conclude how or whether bumper pads contributed to deaths. Two more recent analyses of CPSC data have also come to different conclusions. The CPSC review concluded again that there was insufficient evidence to support that bumper pads were primarily responsible for infant deaths when bumper pads were used per manufacturer instructions and in the absence of other unsafe sleep risk factors.335 Scheers et al, in their reanalysis,336 concluded that the rate of bumper pad-related deaths has increased, recognizing that changes in reporting may account for the increase, and that 67% of the deaths could have been prevented if the bumper pads had not been present. Limitations of CPSC data collection processes contribute to the difficulty in determining the risk of bumper pad use.
However, other investigators333,337 have concluded that use of bumper pads only prevents minor injuries and that the potential benefits of preventing minor injury with bumper pad use are far outweighed by the risk of serious injury, such as suffocation or strangulation. Additionally, most bumper pads obscure infant and parent visibility, which may increase parental anxiety.328,332 Other products exist that attach to crib sides or crib slats and claim to protect infants from injury; however, there are no published data that support these claims.
Because of the potential for suffocation, entrapment, and strangulation and lack of evidence to support that bumper pads or similar products that attach to crib slats or sides prevent injury in young infants, the AAP does not recommend their use.
Pacifier Use
Offering a pacifier at nap time and bedtime is recommended to reduce the risk of SIDS.
Multiple case-control studies139,143,294,338–344 and 2 meta-analyses345,346 have reported a protective effect of pacifiers on the incidence of SIDS, with decreased risk of SIDS ranging from 50% to 90%. Further, 1 study found that pacifier use favorably modified the risk profile of infants who sleep in the prone or side position, bed share, or use soft bedding.347 The mechanism for this apparent strong protective effect is still unclear, but favorable modification of autonomic control during sleep in term and preterm infants348–350 and maintaining airway patency during sleep351 have been proposed. Physiologic studies of the effect of pacifier use on arousal are conflicting; 1 study found that pacifier use decreased arousal thresholds,238 but others have found no effects on arousability with pacifier use.352,353 It is common for the pacifier to fall from the mouth soon after the infant falls asleep; even so, the protective effect persists throughout that sleep period.238,354 Two studies have shown that pacifier use is most protective when used for all sleep periods.294,344 However, these studies also showed increased risk of SIDS when the pacifier was habitually used but not during the last time the infant was placed for sleep; the significance of these findings is yet unclear.
The pacifier can be offered when the infant is placed for naps or nighttime sleep. It does not need to be reinserted once the infant falls asleep. Infants who refuse the pacifier should not be forced to take it. In those cases, parents can try to offer the pacifier again when the infant is a little older.
The AAP policy statement “Breastfeeding and the Use of Human Milk” includes a recommendation that pacifiers can be used during breastfeeding but that introduction should be delayed until breastfeeding is well established.355 This is defined as having sufficient maternal milk supply; consistent, comfortable, and effective latch for milk transfer; and appropriate infant weight gain as defined by established normative growth curves.356 The time required to establish breastfeeding is variable. Infants who are not being directly breastfed can begin pacifier use as soon as desired.
Although some SIDS experts and policy makers have endorsed pacifier use recommendations that are similar to those of the AAP,357,358 concerns about possible deleterious effects have prevented others from making a recommendation for pacifier use as a risk reduction strategy.359 Although several observational studies360–362 have shown a correlation between pacifiers and reduced breastfeeding duration, a recent Cochrane review comparing pacifier use and nonuse in healthy term infants who had initiated breastfeeding found that pacifier use had no effects on partial or exclusive breastfeeding rates at 3 and 4 months.363 One randomized controlled trial found that among preterm infants pacifiers supported an accelerated transition from complementary feeding to exclusive breastfeeding.364 Furthermore, 2 systematic reviews found that the highest level of evidence (ie, from randomized controlled clinical trials) does not support an adverse relationship between pacifier use and breastfeeding duration or exclusivity.365,366 The association between shortened duration of breastfeeding and pacifier use in observational studies likely reflects a number of complex factors, such as breastfeeding difficulties or intent to wean.365,367 However, some have also raised the concern that studies that demonstrate no effect of pacifier introduction on breastfeeding duration or exclusivity may not account for early weaning or failure to establish breastfeeding.368,369
Some dental malocclusions have been found more commonly among pacifier users than nonusers, but the differences generally disappeared after pacifier cessation.370 A policy statement from the American Academy of Pediatric Dentistry on oral habits states that nonnutritive sucking behaviors (ie, fingers or pacifiers) are considered normal in infants and young children and that, in general, sucking habits in children to the age of 3 years are unlikely to cause any long-term problems.371 Pacifier use is associated with an approximate 1.2- to two-fold increased risk of otitis media, particularly between 2 and 3 years of age.372,373 The incidence of otitis media is generally lower in the first year after birth, especially the first 6 months, when the risk of sleep-related death is the highest.374–379 However, pacifier use, once established, may persist beyond 6 months, thus increasing the risk of otitis media. Gastrointestinal tract infections and oral colonization with Candida species were also found to be more common among pacifier users than nonusers.375–377
Because of the risk of strangulation,380 a pacifier should never be hung around the infant’s neck or attached to infant clothing when the infant is placed for sleep or sleeping. Objects such as blankets, plush or stuffed toys, and other items that may present a suffocation or choking risk should never be attached to pacifiers.
There is insufficient evidence that finger sucking is protective against SIDS.
The literature on infant finger sucking and SIDS is extremely limited. Only 2 case-control studies have reported these results.342,343 One study from the United States showed a protective effect of infant finger sucking (reported as “thumb sucking”) against SIDS (aOR, 0.43; 95% CI, 0.25 to 0.77), but it was less protective than pacifier use if the infant also sucked the thumb (aOR, 0.07; 95% CI, 0.01 to 0.64), or if the infant did not suck the thumb and just used the pacifier (aOR, 0.08; 95% CI, 0.03 to 0.23).343 Another study from the Netherlands did not demonstrate an association between usual finger sucking (reported as “thumb sucking”) and SIDS risk (OR, 1.38; 95% CI, 0.35 to 1.51), but the wide confidence interval suggests that there was insufficient power to detect a significant association.342
Prenatal and Postnatal Exposures (Including Smoking and Use of Alcohol, Opioids, and Marijuana)
It is recommended that pregnant people obtain regular prenatal care.
There is substantial epidemiologic evidence linking a lower risk of SIDS for infants when there has been regular prenatal care.194,381–383 However, limited prenatal care often results from social determinants of health that are also associated with increased risk of SIDS. Pregnant people are advised to follow guidelines for frequency of prenatal visits.384 Prenatal care provides the opportunity for physicians and nonphysician clinicians to counsel future parents on safe sleep practices and to manage high risk behaviors, such as smoking. However, in 1 study, more than half of obstetricians reported spending only 1 to 4 minutes discussing smoking cessation and more than half stated that competing priorities, lack of time, patient resistance, and lack of training and communication resources were significant barriers to smoking cessation treatment.385 A history of limited receipt of prenatal care may alert pediatricians, other physicians, and nonphysician clinicians that additional attention to and education regarding modifiable risk factors for sleep-related infant death may be needed.
Avoid smoke and nicotine exposure during pregnancy and after birth.
Maternal smoking during pregnancy has been identified as a major risk factor in almost every epidemiologic study of SIDS.386–389 Smoke in the infant’s environment after birth has been identified as a separate major risk factor in a few studies,387,390 although separating this variable from maternal smoking before birth is problematic. Third-hand smoke refers to residual contamination from tobacco smoke after the cigarette has been extinguished391 ; there is no research to date on the significance of third-hand smoke with regard to SIDS risk. Smoke exposure adversely affects infant arousal392–398 ; in addition, smoke exposure increases risk for preterm birth and low birth weight, both risk factors for these deaths. The effect of tobacco smoke exposure is dose dependent. The risk for a sudden unexpected infant death doubles with even 1 cigarette per day (aOR, 1.98; 95% CI, 1.73 to 2.28).399 The adjusted odds increase by 0.07 for every additional cigarette per day up to 20 cigarettes per day (aOR, 0.07 × cigarettes per day + 1.91).399 The risk of a sleep-related death is particularly high when the infant bed shares with an adult smoker (OR, 2.3 to 32.8), even when the adult does not smoke in bed.141,142,279,293,295,297,298,400 It is estimated that one third of these deaths could be prevented if all smoking by pregnant people was eliminated.401,402
The AAP supports the elimination of all tobacco smoke exposure, both prenatally and environmentally. Thus, pregnant parents are advised not to smoke during pregnancy or after the infant’s birth.194,381–383 It is also advised that no one smoke near pregnant people or infants. Although there is no evidence on the relationship of vaping or electronic cigarette use and sleep-related deaths, electronic cigarettes contain nicotine, which has been implicated in these deaths. Encourage families to set strict rules for smoke-free homes and cars and to eliminate secondhand tobacco smoke from all places where children and other nonsmokers spend time.403
Avoid alcohol, marijuana, opioids, and illicit drug use during pregnancy and after birth.
Several studies have specifically investigated the association of SIDS with prenatal and postnatal exposure to alcohol, marijuana, opioids, or illicit drug use, although substance abuse often involves more than 1 substance, and it is often difficult to separate out these variables from each other and from smoking. A retrospective study from western Australia found that a maternal alcoholism diagnosis recorded during pregnancy (adjusted hazard ratio, 6.92; 95% CI, 4.02 to 11.90) or within 1 year postpregnancy (adjusted hazard ratio, 8.61; 95% CI, 5.04 to 14.69) was associated with increased SIDS risk, and the authors estimated that at least 16.41% of SIDS deaths were attributable to maternal alcohol use disorder.404 Another study from Denmark, based on prospective data about maternal alcohol use, has also shown a significant relationship between maternal binge drinking and postneonatal infant mortality, including SIDS.405
The concomitant use of alcohol and smoking after the first trimester may pose an especially high risk. A multicenter prospective study of approximately 11 500 infants followed until their first birthday found that infants of mothers who drank alcohol and smoked beyond the first trimester had approximately 12 times higher relative risk of SIDS (adjusted relative risk 11.8; 95% CI, 2.6 to 53.7), and smoking alone (without alcohol use) after the first trimester had an elevated, but low relative risk (adjusted relative risk, 4.9; 95% CI, 0.97 to 24.3).406 Another study found that periconceptional maternal alcohol use (aOR, 6.2; 95% CI, 1.6 to 23.3) and maternal first-trimester binge drinking (aOR, 8.2; 95% CI, 1.9 to 35.3) were associated with increased SIDS risk, independent of prenatal cigarette smoking exposure.306
Parental alcohol and/or illicit drug use in combination with bed sharing places the infant at particularly high risk for SIDS and unintentional suffocation.143,283
Rat models have demonstrated increased arousal latency to hypoxia in rat pups exposed to prenatal alcohol.407 Further, 1 postmortem study demonstrated that prenatal cigarette smoking was significantly associated with decreased serotonin receptor binding in the brainstem. In this study, the association of maternal alcohol drinking in the 3 months before or during pregnancy was of borderline significance in univariate analysis but was not significant when prenatal smoking and case versus control status was in the model.47 However, this study had limited power for multivariate analysis because of small sample size. One study found an association of SIDS with heavy maternal alcohol consumption in the 2 days before the death.408 Several studies have found a particularly strong association when alcohol consumption or illicit drug use occurs in combination with bed sharing.141–143,409
Studies investigating the relationship of marijuana or other substance use and SIDS have focused on specific drugs or illicit substance use in general. One study found maternal cannabis use to be associated with an increased risk of SIDS (aOR, 2.35; 95% CI, 1.36 to 4.05) at night but not during the day.410 In utero exposure to opioids (primarily methadone and heroin) has been shown in retrospective studies to be associated with an increased risk of SIDS.411,412 With the exception of 1 study that did not show increased risk,413 population-based studies have generally shown an increased risk with in utero cocaine exposure.414–416 However, these studies did not control for confounding factors. A prospective cohort study found the SIDS rate to be significantly increased for infants exposed in utero to methadone (OR, 3.6; 95% CI, 2.5 to 5.1), heroin (OR, 2.3; 95% CI, 1.3 to 4.0), methadone and heroin (OR, 3.2; 95% CI, 1.2 to 8.6), and cocaine (OR, 1.6; 95% CI, 1.2 to 2.2), even after controlling for race and ethnicity, maternal age, parity, birth weight, year of birth, and maternal smoking.417 In addition, a meta-analysis of studies investigating an association between in utero cocaine exposure and SIDS found an increased risk of SIDS to be associated with prenatal exposure to cocaine and illicit substances in general.418
Overheating, Fans, and Room Ventilation
Avoid overheating and head covering in infants.
Excessive clothing or blankets covering an infant and the room temperature are associated with an increased SIDS risk.303–306 Infants who sleep in the prone position also have a higher risk of overheating than supine sleeping infants.305 However, the definition of overheating in the studies finding an increased risk of SIDS varies. Therefore, it is difficult to provide specific room temperature guidelines for avoiding overheating. The AAP recommends that parents and caregivers consider the ambient temperature when dressing or bundling the infant. In general, dress infants appropriately for the environment, with no greater than one layer more than an adult would wear to be comfortable in that environment. Evaluate the infant for signs of overheating, such as sweating, flushed skin, or the infant’s chest feeling hot to the touch.
Avoid overbundling and covering of the face and head.274 Given the questionable benefit of hat use for the prevention of hypothermia419 and the risk of overheating, it is advised not to place hats on infants when indoors.
With concerns of climate change and the increasing incidence of extreme weather, a number of studies have explored the possible relationship between meteorologic temperature, heat stress, and SIDS.420–427 Several older studies found an association between colder temperatures and increased SIDS risk.423,424,428 However the seasonal variation of SIDS has diminished significantly over time.26 Recent studies of the association between meteorologic temperature and SIDS have demonstrated inconsistent results. A Canadian (Montreal) case-crossover study found that compared with a temperature of 20°C (68°F), maximum daily temperatures of >29°C (84.2°F) on the day of death was associated with an almost threefold increase in the odds of SIDS (OR, 2.78; 95% CI, 1.64 to 4.70).425 The odds of SIDS increased with higher temperature and the association was stronger for infants 3 to 12 months of age compared with those 1 to 2 months of age. However, a study of vital statistics records from SIDS cases in Vienna, Austria, was unable to replicate the results of the Canadian study.420 Using the same statistical approach and a similar population to that of the Montreal study, the investigators found no relationship between temperature elevation and increased SIDS risk.
A case-crossover study of 210 US cities found a 5.6°C (10°F) higher daily temperature was associated with an increased SIDS risk of 8.6% (95% CI, 3.6% to 13.8%) in the summer, compared with a 3.1% decrease (95% CI, −5.0% to −1.3%) in the winter.426 During the summer, the excess risk was greater among Black infants (18.5%; 95% CI, 9.3% to 28.5%) than White infants (3.6%; 95% CI, −2.3% to 9.9%), and among infants 3 to 11 months of age (16.9%; 95% CI, 8.9% to 25.5%) than infants 0 to 2 months of age (2.7%, 95% CI −3.5% to 9.2%). The temperature-SIDS association was stronger in the Midwest and surrounding northern regions. A separate study in California focusing on the warm season found increased all cause infant mortality risk of 4.4% but no increase in risk of SIDS.421
Rather than examining environmental temperature elevation as an acute event, Korean researchers found an association between cumulative temperature elevation over 2 weeks and 1 month before death.427 For every temperature increase of 1°C 1 month before death, the hazard ratio for all-cause infant mortality was 1.52 (95% CI, 1.46 to 1.57) and 1.50 (95% CI, 1.35 to 1.66) for SIDS.
These environmental studies have significant limitations, including reliance on ecological data rather than on individual monitoring to assign exposure, lack of data on infant clothing and air conditioning at the time of death, infant activity patterns, amount of time spent indoors versus outdoors, socioeconomic status, and other individual potential confounders.
It is unclear whether the relationship to overheating is an independent factor or merely a reflection of the increased risk of SIDS and suffocation with blankets and other potentially asphyxiating objects in the sleeping environment. Head covering during sleep is of particular concern. In 1 systematic review, the pooled mean prevalence of head covering among SIDS victims was 24.6%, compared with 3.2% among control infants.274 Although head covering usually refers to bedding or bed clothes, 1 study found significantly more SIDS cases in infants wearing hats compared with controls.321 It is not known whether the risk related to head covering is attributable to overheating, hypoxia, or rebreathing. A study on the aerodynamics of rebreathing exhaled gases demonstrated that with higher temperature and humidity, the exhaled gas is denser and does not escape the vicinity of the nostrils.429 In this in vitro model, the result was increased rebreathing of CO2-rich gas, suggesting that both overheating and rebreathing are important components in the association between head covering and SIDS.
Some have suggested that room ventilation may be important. One study has found that bedroom heating, compared with no bedroom heating, increases SIDS risk (OR, 4.5),430 and another study has also demonstrated a decreased risk of SIDS in a well-ventilated bedroom (windows and doors open) (OR, 0.4).431 In 1 study, the use of a fan appeared to reduce the risk of SIDS (aOR, 0.28; 95% CI, 0.10 to 0.77).432 However, because of the possibility of recall bias, the small sample size of controls using fans (n = 36), a lack of detail about the location and types of fans used, and the weak link to a mechanism, this study should be interpreted with caution. Based on available data, the AAP cannot make a recommendation on the use of a fan as a SIDS risk-reduction strategy.
Immunizations
It is recommended that infants be immunized in accordance with guidelines from the AAP and CDC.
The incidence of sleep-related death peaks at a time when infants are receiving numerous immunizations. Case reports of a cluster of deaths shortly after immunization with diphtheria-tetanus-pertussis (DTP) vaccine in the late 1970s created concern of a possible causal relationship between vaccinations and SIDS.433–436 Case-control studies were performed to evaluate this temporal association. Four of the 6 studies showed no relationship between DTP vaccination and subsequent SIDS437–440 ; the other 2 suggested a temporal relationship, but only in specific subgroup analysis.441,442 In 2003, the Institute of Medicine reviewed available data and concluded: “The evidence favors rejection of a causal relationship between exposure to multiple vaccinations and SIDS.”443 Multiple analyses of the US Vaccine Adverse Event Reporting System (VAERS) database have demonstrated no relationship between vaccines and SIDS.444–447 Additionally, several large population case-control trials consistently have found vaccines to be protective against SIDS,448–451 although this protective effect may have been attributable to confounding factors (social, maternal, birth, and infant medical history).452 It also has been theorized that the decreased SIDS rate immediately after vaccination was attributable to infants being healthier at the time of immunization (“healthy vaccinee effect”).453 Recent illness would both place infants at higher risk for SIDS and make them more likely to have immunizations deferred.453
More recent studies have attempted to control for confounding by social, maternal, birth, and infant medical history.448,450,454 A meta-analysis of 4 studies found a multivariate summary odds ratio for immunizations and SIDS to be 0.54 (95% CI, 0.39 to 0.76), indicating that the risk of SIDS is halved by immunization.454 The evidence continues to show no causal relationship between immunizations and SIDS and suggests that vaccination may have a protective effect against SIDS.
Commercial Devices
Avoid the use of commercial devices that are inconsistent with safe sleep recommendations.
Risk-reduction strategies are based on the best available evidence in large epidemiologic studies. Thus, claims that sleep devices, mattresses, or special sleep surfaces reduce the risk of SIDS must, therefore, be supported by epidemiologic evidence. At a minimum, any devices used should meet safety standards of the CPSC, the Juvenile Product Manufacturers Association, and the ASTM.
The AAP recommends that parents and caregivers be particularly wary of devices that claim to reduce the risk of SIDS or other sleep-related deaths. There is no evidence that any of these devices reduce the risk of these deaths. Importantly, the use of products claiming to increase sleep safety may provide a false sense of security and complacency for caregivers. It is important to understand that use of such products does not diminish the importance of following recommended safe sleep practices. The AAP concurs with the US Food and Drug Administration (FDA) and CPSC that manufacturers should not claim that a product or device protects against sleep-related deaths unless there is scientific evidence to that effect.
Wedges and positioning devices are often used by parents to maintain the infant in the side or supine position because of claims that these products reduce the risk for SIDS, suffocation, or gastroesophageal reflux. However, these products are frequently made with soft, compressible materials, which might increase the risk of suffocation. The CPSC has received reports of deaths attributable to suffocation and entrapment associated with wedges and positioning devices. Most of these deaths occurred when infants were placed in the prone or side position with these devices455 ; other incidents have occurred when infants have slipped out of the restraints or rolled into a prone position while using the device.334,456 Because of the lack of evidence that they are effective against SIDS, suffocation, or gastroesophageal reflux and because of potential for suffocation and entrapment risk, the AAP concurs with the CPSC and the FDA in warning against the use of these products. If positioning devices are used in the hospital as part of physical therapy, they should be removed from the infant sleep area well before discharge from the hospital.
Certain crib mattresses have been designed with air-permeable materials to reduce rebreathing of expired gases, in the event that an infant ends up in the prone position during sleep, and these may be preferable to those with air-impermeable materials. Using a head box model, Bar-Yishay et al found that a permeable sleeping surface exhibited significantly better aeration properties in dispersing CO2 and in preventing its accumulation.457 They also found the measured temperature within the head box to be substantially lower with the more permeable mattress, concluding that it was due to faster heat dissipation. This could be potentially protective against overheating, which has been identified as a risk factor for SIDS. Colditz and colleagues also performed studies both in vitro and in vivo, demonstrating better diffusion and less accumulation of CO2 with a mesh mattress.458 However, Carolan et al found that even porous surfaces are associated with CO2 accumulation and rebreathing thresholds, unless there is an active CO2 dispersal system.459 In addition, although rebreathing has been hypothesized to contribute to death in SIDS, particularly if the head is covered or when the infant is face down, there is no evidence that rebreathing, per se, causes SIDS and no epidemiologic evidence that these mattresses reduce the risk of SIDS. The use of “breathable” mattresses can be an acceptable alternative as long as they meet CPSC safety standards.
Home Monitors, SIDS, and Brief Resolved Unexplained Events
Do not use home cardiorespiratory monitors as a strategy to reduce the risk of SIDS.
For many years, it was believed that brief resolved unexplained events (formerly known as apparent life-threatening events) were the predecessors of SIDS, and home apnea monitors were used as a strategy for preventing SIDS.460 However, use of home cardiorespiratory monitors has not been documented to decrease the incidence of SIDS.461–464 Home cardiorespiratory monitors are sometimes prescribed for use at home to detect apnea, bradycardia, and when pulse oximetry is used, decreases in oxyhemoglobin saturation for selected NICU patients with “unusually prolonged course of recurrent” cardiorespiratory events.465 Current evidence suggests that if such monitoring is elected, it can be discontinued in most infants after 43 weeks’ postmenstrual age unless indicated by other significant medical conditions.466 Routine in-hospital cardiorespiratory monitoring before discharge from the hospital has not been shown to detect infants at risk for SIDS.
Direct-to-consumer heart rate and pulse oximetry monitoring devices, including wearable monitors, are sold as consumer wellness devices. A consumer wellness device is defined by the FDA as one intended “for maintaining or encouraging a healthy lifestyle and is unrelated to the diagnosis, cure, mitigation, prevention, or treatment of a disease or condition.”467 Thus, these devices are not required to meet the same regulatory requirements as medical devices and, by the nature of their FDA designation, are not to be used to prevent sleep-related deaths. One study found that, using a direct-to-consumer device, tachyarrhythmias were detected among 2.5% of the infants during home monitoring.468 However, as stated by the authors, this finding was not confirmed by electrocardiography and may represent subclinical events, the significance of which remains unclear.
With regard to the prevention of sleep-related death specifically, although use of these direct-to-consumer monitors may give parents “peace of mind,” reduced anxiety, and better sleep,469 and there is no contraindication to using these monitors, data are lacking to support their use to reduce the risk of these deaths. Furthermore, these direct-to-consumer monitors may not be as reliable or accurate in identifying significant events when compared with medical monitors.470 There is also concern that use of these monitors will lead to parent complacency and decreased adherence to safe sleep guidelines. Therefore, the AAP does not recommend using video or direct-to-consumer pulse oximetry monitors as a strategy to reduce the risk of a sleep-related death. A family’s decision to use monitors at home should not be considered a substitute for following AAP safe sleep guidelines. The AAP recognizes, however, that technology is continually changing and improving. It is possible that in the future, direct-to-consumer monitors are reliable and affordable and may help to prevent some sudden deaths.
Tummy Time
Supervised, awake tummy time is recommended to facilitate infant development and to minimize development of positional plagiocephaly. Parents are encouraged to place the infant in tummy time while awake and supervised for short periods beginning soon after hospital discharge, increasing incrementally to at least 15 to 30 minutes total daily by 7 weeks of age.
Positional plagiocephaly, or plagiocephaly without synostosis, can be associated with supine sleeping position (aOR, 7.2; 95% CI, 2.98 to 16.53).215 It is most likely to result if the infant’s head position is not varied when placed for sleep, if the infant spends little or no time in awake, supervised tummy time, and if the infant is not held in the upright position when not sleeping.215,471,472 Children with developmental delay and/or neurologic injury have increased rates of plagiocephaly without synostosis, although a causal relationship has not been demonstrated.215,473–477 In healthy normal children, the incidence of positional plagiocephaly decreases spontaneously from 20% at 8 months to 3% at 24 months of age.471
One study of 380 infants in the Netherlands found that those whose parents reported awake tummy time fewer than 3 times daily had more than twofold odds of developing plagiocephaly (aOR, 2.4; 95%, CI 0.90 to 6.20).472 One US study found that among 66 2-month-old infants, spending at least 15 minutes daily in awake tummy time was associated with earlier attainment of head up 45 and 90 degrees and sitting with head steady at 2 months of age (P <.05), but not with earlier attainment of gross motor milestones at 4 or 6 months of age.478 Another study of 288 infants in Taiwan found that >30 minutes of parent-reported daily awake tummy time was associated with earlier acquisition of some gross motor milestones (P <.02).479 Thus, parents should be encouraged to place the infant in tummy time while awake and supervised for short periods of time beginning soon after hospital discharge, increasing incrementally to at least 15 to 30 minutes total daily by 7 weeks of age.472,478–480
Swaddling
There is no evidence to recommend swaddling as a strategy to reduce the risk of SIDS. There is a high risk for death if a swaddled infant is placed in or rolls to the prone position. If infants are swaddled, always place them on the back. When an infant exhibits signs of attempting to roll, swaddling should no longer be used.
Many cultures and newborn nurseries have traditionally used swaddling, or wrapping the infant in a light blanket, as a strategy to soothe infants and, in some cases, to encourage sleep in the supine position. For instance, some Native American cultures use swaddling in conjunction with cradleboards. More recently, some sleep experts have recommended swaddling, which, when done correctly, can be an effective technique to help calm infants and promote sleep.481,482 There is also some evidence that educational interventions about swaddling and other soothing methods may be an effective way to educate parents about other safe sleep recommendations such as position and bed sharing risks.483
Some have argued that swaddling can alter certain risk factors for sleep-related death, thus reducing the risk of such deaths. For instance, it has been suggested that the physical restraint associated with swaddling may prevent infants placed supine from rolling to the prone position.481 One study suggested a decrease in SIDS rate with swaddling if the infant was supine, but notably, there was increased risk of SIDS if the infant was swaddled and placed in the prone position.305 Although another study found a 31-fold increase in SIDS risk with swaddling, the analysis was not stratified by sleep position.283 Although it may be more likely that parents will initially place a swaddled infant supine, this protective effect may be offset by the 12-fold increased risk for SIDS if the infant is either placed or rolls to the prone position when swaddled.305,482 In addition, an analysis of CPSC data found that deaths associated with swaddling were most often attributed to positional asphyxia related to prone sleeping, and a large majority of sleep environments had soft bedding.484 Thus, if swaddling is used, the infant should be placed wholly supine. When an infant exhibits signs of attempting to roll (which usually occurs at 3 to 4 months but may occur earlier), swaddling is no longer appropriate, as it could increase the risk of suffocation if the swaddled infant rolls to the prone position.305,482,484 Commercially available swaddle sacks are an acceptable alternative, particularly if the parent or caregiver does not know how to swaddle an infant with a conventional thin blanket. Weighted swaddle clothing or weighted objects within swaddles are not safe and, therefore, not recommended. There is no evidence with regard to SIDS risk related to the arms being swaddled in or out. Parents can decide on an individual basis whether to swaddle, and whether the arms are swaddled in or out, depending on the behavioral needs of the infant.
There is some evidence that swaddling may cause detrimental physiologic consequences. For example, it can cause an increase in respiratory rate,485 and tight swaddling can reduce the infant’s functional residual lung capacity.481,486,487 Tight swaddling can also exacerbate hip dysplasia if the hips are kept in extension and adduction,488–491 which is particularly important because some have advocated that the calming effects of swaddling are related to the “tightness” of the swaddling. In contrast, “loose” or incorrectly applied swaddling could result in airway obstruction and, in some cases, strangulation if the blankets become loose in the bed. Swaddling may also possibly increase the risk of overheating in some situations, especially when the head is covered or there is infection.492,493 However, 1 study found no increase in abdominal skin temperature when infants were swaddled in a light cotton blanket from the shoulders down.486
Impaired arousal has often been postulated as a mechanism contributing to SIDS, and several studies have investigated the relationship between swaddling and arousal and sleep patterns in infants. Physiologic studies have demonstrated that, in general, swaddling decreases startling,485 increases sleep duration, and decreases spontaneous awakenings.494 Swaddling also decreases arousability (ie, increases cortical arousal thresholds) to a nasal pulsatile air-jet stimulus, especially in infants who are easily arousable when not swaddled.485 One study found decreased arousability in infants at 3 months of age who were not usually swaddled and then were swaddled, but no effect on arousability in routinely swaddled infants.485 Another study found preterm infants in the NICU had longer total sleep time and quiet sleep time when swaddled.495 In contrast, another investigator has shown infants to be more easily arousable494 and to have increased autonomic (subcortical) responses to an auditory stimulus when swaddled.496 Thus, although swaddling clearly promotes sleep and decreases the number of awakenings, the effects on arousability to an external stimulus remain unclear. Accumulating evidence suggests, however, that routine swaddling has only minimal effects on arousal. In addition, there have been no studies investigating the effects of swaddling on arousal to more relevant stimuli such as hypoxia or hypercapnia.
Hearing Screens
Current data do not support the use of newborn hearing screens as screening tests for SIDS.
Few retrospective case-control studies have examined the use of newborn evoked otoacoustic emission hearing screening tests as a tool to identify infants at subsequent risk for SIDS.497,498 In a United States study, infants subsequently dying of SIDS did not fail their hearing tests, but compared with controls, showed a decreased signal-to-noise ratio score in the right ear only, at frequencies of 2000, 3000, and 4000 Hz. A United Kingdom study found slight but statistically not significant increases in otoacoustic emissions signals in the right ear only, particularly at lower frequencies.498 A larger, but nonpeer-reviewed report of hearing screening data in Michigan499 and a peer-reviewed retrospective study in Hong Kong500 showed no relationship between hearing screening test results and SIDS cases. With regard to autopsy findings, a small case-control study found a higher incidence in histologic alterations in brainstem auditory structures in SIDS victims compared with controls.501 Until additional data are available, hearing screening, particularly given that most results are reported as a simple pass or fail, should not be considered as a valid screening tool to determine which infants may be at subsequent risk for SIDS. Furthermore, an increased risk of SIDS should not be inferred from an abnormal hearing screen result.
Safe Sleep Education and Modeling
It is essential that physicians, nonphysician clinicians, hospital staff, and child care providers endorse and model safe infant sleep guidelines from the beginning of pregnancy.
Caregiver receipt of safe infant sleep education is associated with increased adherence with the guidelines.27 This education should be culturally appropriate, respectful, nonjudgmental, and aimed at increasing caregiver knowledge of the recommended practices, anticipating and problem solving barriers to safe sleep, addressing caregiver concerns and misconceptions that may create negative attitudes about the recommended practices, and emphasizing that these practices are prevalent, acceptable, and expected (ie, social norms). Language interpreters should be used as needed.
The Theory of Planned Behavior502 and other behavioral theories503–505 suggest that one is most likely to carry out a specific practice if one has intention to do so. Intention is more likely when one has positive attitudes about the practice and perceives it to be normative behavior (ie, what most people are doing and what others expect one to do).506,507 Studies have found that positive attitudes and social norms are highly correlated with safe sleep practices, including breastfeeding. Additionally, interventions that have focused on improving attitudes and social norms regarding safe infant sleep have been effective.508 Given that safe sleep practices should begin immediately after birth, safe sleep education should begin in the prenatal period,509,510 including at the prenatal visit, so that parents have time to acquire the necessary knowledge, skills, and confidence to practice the recommendations, acquire the necessary items (eg, crib or bassinet) for a safe infant sleep environment, develop positive attitudes and social norms, and form an intention to follow safe sleep practices.
An example of improving attitudes would be to address caregiver concerns about infant comfort, choking, and aspiration while the infant is sleeping supine.149,150,508,511,512 Education that is integrated with other health messaging, such as discussion of the risk of falls and potential skull fractures if infants fall from an adult’s arms or a sleep surface, can be helpful. Strategies to avoid inadvertent bed sharing could include setting of alarms or alternative activities (books, television shows, etc) to avoid falling asleep. Establishment of safe sleep as normative behavior begins with consistent modeling of these practices by physicians, nonphysician clinicians, and child care providers. This is particularly important given the growing influence of family members, friends, and social media on parental practice.149,513,514 Studies have demonstrated that parents are most likely to use unsafe sleep practices when they have seen these unsafe sleep practices modeled by physicians, nurses, and other clinicians.515–517 Quality improvement initiatives to enhance physician and nonphysician clinician adherence with and messaging of safe sleep guidelines have been effective in both the inpatient516–521 and ambulatory settings.523,524
Media Messages
It is advised that media and manufacturers follow safe sleep guidelines in their messaging, advertising, production, and sales to promote safe sleep practices as the social norm.
Media images often show unsafe sleep environments, and this sends confusing messages to caregivers. For example, 1 study found that, in magazines targeted toward childbearing women, more than one third of pictures of sleeping infants and two thirds of pictures of infant sleep environments portrayed unsafe sleep positions and sleep environments.330 Media exposures (including movie, television, magazines, newspapers, websites, and social media), manufacturer advertisements, and store displays affect individual behavior by influencing beliefs, attitudes, and perceived social norms.508,525,526 Frequent exposure to health-related media messages can affect individual health decisions,527,528 and media messages have been very influential in decisions regarding sleep position.154,157,529 Media, images, social network posts, and advertising messages contrary to safe sleep recommendations may create misinformation about safe sleep practices and provide a false sense of security that infants are safe in unsafe sleep environments or positions.331,530,531
Media and manufacturer messaging and advertising should model safe sleep guidelines in text, photos, videos, and illustrations, especially when targeting consumer groups with a disproportionate rate of sudden unexpected infant death, such as non-Hispanic Black and American Indian and Alaska Native families.530 Studies have shown that a “one-size-fits-all” message does not resonate equally across different racial and ethnic groups, as it fails to account for group-specific sociocultural practices and credibility or resemblance of the messenger to the intended audience.532,533 For some audiences, the inclusion of all parents and grandparents, as well as age, race, or gender-concordant role models and messengers, may be more appropriate.534–537 To address the evolving needs of the families they serve, public health departments, hospitals and birthing centers, and organizations that provide safe sleep information should review, revise, and reissue this information on an as-needed basis, but at least every 5 years, to ensure that each generation of new parents receives appropriate information.508,531
Recommendations
The recommendations for a safe infant sleeping environment to reduce the risk of both SIDS and other sleep-related infant deaths are specified in the accompanying policy statement.130
This document is copyrighted and is property of the American Academy of Pediatrics and its Board of Directors. All authors have filed conflict of interest statements with the American Academy of Pediatrics. Any conflicts have been resolved through a process approved by the Board of Directors. The American Academy of Pediatrics has neither solicited nor accepted any commercial involvement in the development of the content of this publication.
Technical reports from the AAP benefit from expertise and resources of liaisons and internal AAP and external reviewers. However, technical reports from the AAP may not reflect the views of the liaisons or the organizations or government agencies that they represent.
The guidance in this report does not indicate an exclusive course of treatment or serve as a standard of medical care. Variations, taking into account individual circumstances, may be appropriate.
All technical reports from the American Academy of Pediatrics automatically expire 5 years after publication unless reaffirmed, revised, or retired at or before that time.
Lead Authors
Rachel Y. Moon, MD, FAAP
Rebecca F. Carlin, MD, FAAP
Ivan Hand, MD, FAAP
Task Force on Sudden Infant Death Syndrome
Rachel Y. Moon, MD, FAAP, Chair
Elie G. Abu Jawdeh, MD, PhD, FAAP
Rebecca Carlin, MD, FAAP
Jeffrey Colvin, MD, JD, FAAP
Michael H. Goodstein, MD, FAAP
Fern R. Hauck, MD, MS
Sunah S. Hwang, MD, MPH, PhD, FAAP
Committee on Fetus and Newborn
James Cummings, MD, FAAP, Chair
Susan Aucott, MD, FAAP
Charleta Guillory, MD, FAAP
Ivan Hand, MD, FAAP
Mark Hudak, MD, FAAP
David Kaufman, MD, FAAP
Camilia Martin, MD, FAAP
Arun Pramanik, MD, FAAP
Karen Puopolo, MD, PhD, FAAP
Consultants to Task Force on Sudden Infant Death Syndrome
Elizabeth Bundock, MD, PhD – National Association of Medical Examiners
Lorena Kaplan, MPH – Eunice Kennedy Shriver National Institute for Child Health and Human Development
Sharyn Parks Brown, PhD, MPH – Centers for Disease Control and Prevention
Marion Koso-Thomas, MD, MPH – Eunice Kennedy Shriver National Institute for Child Health and Human Development
Carrie K. Shapiro-Mendoza, PhD, MPH – Centers for Disease Control and Prevention
Consultants to Committee on Fetus and Newborn
Wanda Barfield, MD, MPR, FAAP – Centers for Disease Control and Prevention
Russell Miller, MD – American College of Obstetricians and Gynecologists
Michael Narvey, MD, FAAP – Canadian Pediatric Society
Tim Jancelewicz, MD, FAAP – AAP Section on Surgery
Ashley Lucke, MD, FAAP – AAP Section on Neonatal and Perinatal Medicine
Lisa Grisham, MS, NP – National Association of Neonatal Nurses
Staff
James Couto, MA
Acknowledgments
We thank the contributions provided by others to the collection and interpretation of data examined in preparation of this report.
Drs Moon, Carlin, and Hand approved the final manuscript as submitted and agree to be accountable for all aspects of the work.
FUNDING: No external funding.
CONFLICT OF INTEREST DISCLOSURES: The authors have indicated they have no potential conflicts of interest to disclose.
COMPANION PAPER: A companion to this article can be found online at www.pediatrics.org/cgi/doi/10.1542/peds.2022-057990.
- 5-HT
serotonin or 5-hydroxytryptamine
- 5-HT1A
serotonin 1A
- AAP
American Academy of Pediatrics
- aOR
adjusted odds ratio
- ASSB
accidental suffocation or strangulation in bed
- CDC
Centers for Disease Control and Prevention
- CI
confidence interval
- CO2
carbon dioxide
- CPSC
Consumer Product Safety Commission
- FDA
US Food and Drug Administration
- GER
gastroesophageal reflux
- GERD
gastroesophageal reflux disease
- ICD-10
International Statistical Classification of Diseases and Related Health Problems 10th Revision
- ICD-11
International Statistical Classification of Diseases and Related Health Problems 11th Revision
- LQTS
long QT syndrome
- OR
odds ratio
- PRAMS
Pregnancy Risk Assessment and Monitoring System
- SES
socioeconomic status
- SIDS
sudden infant death syndrome
- SUID
sudden unexpected infant death