Targeted neonatal echocardiography (TNE) has been increasingly used at the bedside in neonatal care to provide an enhanced understanding of physiology, affecting management in hemodynamically unstable patients. Traditional methods of bedside assessment, including blood pressure, heart rate monitoring, and capillary refill are unable to provide a complete picture of tissue perfusion and oxygenation. TNE allows for precision medicine, providing a tool for identifying pathophysiology and to continually reassess rapid changes in hemodynamics. A relationship with cardiology is integral both in training as well as quality assurance. It is imperative that congenital heart disease is ruled out when utilizing TNE for hemodynamic management, as pathophysiology varies substantially in the assessment and management of patients with congenital heart disease. Utilizing TNE for longitudinal hemodynamic assessment requires extensive training. As the field continues to grow, guidelines and protocols for training and indications are essential for ensuring optimal use and providing a platform for quality assurance.

Medical advances have enabled enhanced diagnostic and therapeutic precision tailored to individual needs, referred to as “precision medicine.”1  The value of bedside imaging to characterize the rapidly changing hemodynamic status during the postnatal transition period or in common pathophysiologic states, such as septic shock and acute pulmonary hypertension (PH), has led to adoption in practice by neonatologists globally. This has prompted change in the utility of echocardiography from a cross-sectional consultative modality to a longitudinal point of care modality.25  Careful integration of hemodynamic information from sequential assessments provides enhanced diagnostic clarity and enables thoughtful appraisal of treatment effect or lack thereof. Decreasing costs, increasing portability of ultrasound equipment, access to image management software, and structured training programs have contributed to this emerging field.6 

Targeted neonatal echocardiography (TNE) refers to the use of standardized imaging to provide comprehensive appraisal of heart function, shunt physiology, and pulmonary or systemic hemodynamics. These specialized skills require structured training, creating a path to levels of competency. Clinical practice guidelines and recommendations for training have been proposed by the Australasian Society of Ultrasound in Medicine7  and the American Society of Echocardiography,811 which include basic and advanced training curriculums. This has prompted the need to develop local training programs to account for the diversity and uniqueness of training centers globally.10  Furthermore, training has focused on competencies relevant to clinical assessments performed by neonatologists, rather than set numbers of studies or fixed training times.12  Although educational programs continue to evolve, they are still lacking in many regions, which may contribute to variance in practice.

Standardization of training methods and quality assurance processes that can effectively incorporate ultrasound into clinical practice are imperative. The support of pediatric cardiology services is crucial for providing advice, back up, and guidance when the limitations of the neonatologists are reached.13  Additionally, collaboration with radiology in some institutions may help facilitate uploading and image storage. In many centers, positive academic collaboration between specialties has evolved over time and led to innovation and scientific discovery. Creating a bridge from comprehensive training to successful clinical practice relies upon the integration of structure, processes, and outcomes within quality assurance frameworks. The value of bedside cardiac imaging in guiding patient care and enhancing outcomes will be recognized through development of a robust foundation for integration of care. Please refer to the Executive committee introductory paper for discussion on Class of Recommendations and Level of Evidence (LOE), organization of the writing committees, and document review and approval.

  1. Training in Targeted Neonatal Echocardiography should be structured and in alignment with published guidelines and standards (Class I, LOE C-EO)

  2. Targeted Neonatal Echocardiography programs should be established in collaboration with pediatric cardiology and include a mechanism for quality assurance (Class I, LOE C-EO)

Clinicians traditionally have relied on blood pressure (BP), heart rate, capillary refill, urinary output, and plasma lactate, however, they are imprecise from a diagnosis perspective.14,15  Hemodynamic assessment requires an understanding of normal cardiac anatomy and physiology, including determinants of blood flow, driving pressure, and vascular resistance.16  The dynamic nature of hemodynamics, affected by factors such as respiratory mechanics and fluid balance, may be challenging to interpret.14,17,18  For example, the pathophysiologic nature of hypotension in a neonate may include a hemodynamically significant ductus, decreased heart function with acidosis, and/or a need for volume resuscitation. Hypotension, commonly defined by a mean BP less than the gestational age (GA), has not reliably correlated to cardiac output nor blood flow distribution, regardless of GA.17  Therefore, it is not surprising that treatment of hypotension, based on a nonjudicious and imprecise approach, has not led to improvement in patient outcomes.19  In a cohort of patients born at less than 30 weeks gestation, the mean BP goal (>GA) in the first 24 hours had high specificity (88%) but low sensitivity (30%) for identifying patients with low systemic blood flow, as assessed through superior vena cava (SVC) flow.20  Additionally, BP measurement doesn’t correlate with left ventricular (LV) output, regardless of GA, highlighting the need for comprehensive hemodynamic assessment using TNE.21 

Echocardiography has increasingly been used to characterize deranged hemodynamics. In adults, bedside echocardiography has modified management, with abnormalities found in 33% of scans of patients in an ICU setting.22  Another adult ICU study demonstrated that in 85% of cases, bedside echocardiography provided valuable information, with 37% of patients benefitting from a subsequent change in management, whether fluid administration, inotrope use, or vasopressor support.22,23  The 2015 American Society of Echocardiography guidelines for longitudinal use of echocardiography to guide hemodynamic care in adults highlighted the utility of serial assessment.24  In a review of an established neonatal hemodynamics consult service in Canada, 48% of bedside echocardiography evaluations resulted in a change in management.25  An important consideration in neonates is the potential coexistence of congenital heart disease (CHD) as an etiology for cardiac compromise. The 2011 guidelines for use of TNE (by neonatologists) recommend that the first echocardiogram include comprehensive imaging, which will enable reliable detection of CHD.8  If performed by a neonatologist with advanced hemodynamic training, the initial study should be reviewed within 6 hours by a pediatric cardiologist. Neonates without CHD may then be serially followed by TNE, adjusting management as needed with changing hemodynamics. The expert neonatal hemodynamic consultation model can be summarized into 3 major phases: (1) clinical review, (2) standardized TNE evaluation, and (3) integration and medical recommendation (Fig 1). Comprehensive assessment and integration of clinical and echocardiography findings supports a precision-based approach to management.

FIGURE 1

Hemodynamic consultation model.

FIGURE 1

Hemodynamic consultation model.

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A recent publication from a large perinatal center revealed that the primary indications for hemodynamic consultation (as defined above) included patent ductus arteriosus (PDA) assessment (61%), pulmonary hemodynamics (27%), and systemic hypotension (9%).25  In a 4-year period, the hemodynamic consult team performed 553 TNE consultations on 268 infants, of which 48% directly impacted care by either implementing new therapies or avoidance of unnecessary interventions.25  A recent expert commentary highlights the need for competency-based training, quality assurance, and collaboration between neonatology and cardiology.12  Without high-quality image acquisition and interpretation, data collected may be inaccurate and potentially misdirect care. Quality assurance processes for echocardiography laboratories and ultrasound programs have improved correlation among measurements.26,27  Development of disease (indication) specific protocols for PDA evaluation, hypotension, and pulmonary hypertension provides a framework for establishing competencies and are essential for quality assurance.12  Although program structure for TNE may vary between institutions, the overarching goal is to enhance the care of neonates by providing enhanced diagnostic precision and tailored management.

  1. The application of TNE should be performed by trained operators who have completed structured training, and echocardiography information should be integrated within the clinical context to formulate a diagnostic impression (Class IIa, Level C-EO)

  2. All TNE studies should be stored on a secure archive and reported according to a standardized framework (Class IIa, Level C-EO)

Comprehensive assessment in infants with a structurally normal heart must include multiple measurements. When utilizing TNE, it is imperative to integrate surrogate indices of cardiovascular physiology, thus formulating diagnostic impressions and guiding therapies.

Systemic blood flow and cardiac output can be assessed utilizing Doppler measures obtained in the left and right ventricular (RV) outflow tracts, SVC, descending aorta, and systemic peripheral vessels (Table 1). LV output (LVO) is a good estimator of systemic blood flow in the absence of a PDA, whereas RV output (RVO) provides an estimate of pulmonary blood flow (PBF), assuming there is no pulmonary to aortic shunt or significant pulmonary regurgitation.28  Normal neonatal values for VTI and cardiac index have been published,29,30  but these measurements can have significant error with inappropriate interrogation angle or inaccurate LV outflow tract diameter measurements. In addition, the presence of turbulent PDA flow close to the main pulmonary artery makes the tracing of the velocity time integral (VTI) envelope unreliable. Because of the presence of shunts in neonates, LVO and RVO may not reflect whole-body systemic perfusion.31  In an attempt to mitigate such confounders, SVC flow was proposed as a marker of systemic blood flow from the upper body, including the brain,32  that is not influenced by the presence of shunts. The presence of diastolic flow reversal in the descending aorta is a marker of significant diastolic steal in a hemodynamically significant PDA and may suggest postductal systemic underperfusion.33,34  Similarly, pulse wave Doppler may be used to provide a surrogate assessment of the adequacy of blood flow to abdominal organs and the brain. Absent or reversed diastolic flow in the peripheral vessels is abnormal, although angle of insonation and vascular resistance of the organs may impact the reliability of the interpretation of these findings.

TABLE 1

Echocardiography Techniques and Surrogate Measurements Used for Assessment of Pulmonary or Systemic Blood Flow

MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
LVO Apical 5 chamber (VTI) and parasternal long axis (LVOT diameter) PW Doppler sample volume placed at the hinge point of the aortic valve with the angle parallel to the LVOT: LVO (mL/kg per min) = (π x Aor2 x AoVTI x HR) ÷ wt in kg Estimates systemic blood flow Angle dependent, PDA Routine 
RVO Parasternal long axis at PA level or parasternal short axis at aortic level PW Doppler sample volume placed at the level of the PA leaflets with the cursor parallel to blood flow. The annulus of the PA must be measured in the same view: RVO (mL/kg per min) = (π x PAr2 x PAVTI x HR) ÷ wt in kg Estimates PBF assuming there is no pulmonary to aortic shunt or significant pulmonary regurgitation Accurate measurement of PA annulus, unreliable in chronic PA dilatation, PDA flow turbulence at level of diameter estimation Routine 
SVC flow High parasternal short axis at the level of the RPA (area) and suprasternal or subcostal (VTI) PW Doppler sample volume placed in the SVC at the level of the RPA (suprasternal); maximum and minimum cross-sectional area of the vessel measured Estimates systemic blood flow to the upper part of the body Interobserver reliability of measurement, accuracy of annulus given variability during the cardiac cycle Optional 
Doppler of descending aortic arch Suprasternal view or high parasternal short axis PW Doppler sample volume placed in the postductal descending aortic arch Estimates blood flow to lower body as well as systemic steal in the presence of a PDA Angle dependent, large inconsistencies in measuring descending arch diameter, diastolic retrograde flow is frequently non laminar and can be overestimated Routine 
Systemic Dopplers, celiac, SMA, MCA Subcostal view – aorta sagittal view, sphenoid fontanelle PW Doppler sample volume placed over the vessel under assessment, place probe at 3 o′clock between angle of the eye and ear and with the aid of color Doppler adjust PW Doppler sample volume over the MCA Estimates systemic blood flow to different organs Angle dependent, affected by organ’s vascular resistance Recommended 
MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
LVO Apical 5 chamber (VTI) and parasternal long axis (LVOT diameter) PW Doppler sample volume placed at the hinge point of the aortic valve with the angle parallel to the LVOT: LVO (mL/kg per min) = (π x Aor2 x AoVTI x HR) ÷ wt in kg Estimates systemic blood flow Angle dependent, PDA Routine 
RVO Parasternal long axis at PA level or parasternal short axis at aortic level PW Doppler sample volume placed at the level of the PA leaflets with the cursor parallel to blood flow. The annulus of the PA must be measured in the same view: RVO (mL/kg per min) = (π x PAr2 x PAVTI x HR) ÷ wt in kg Estimates PBF assuming there is no pulmonary to aortic shunt or significant pulmonary regurgitation Accurate measurement of PA annulus, unreliable in chronic PA dilatation, PDA flow turbulence at level of diameter estimation Routine 
SVC flow High parasternal short axis at the level of the RPA (area) and suprasternal or subcostal (VTI) PW Doppler sample volume placed in the SVC at the level of the RPA (suprasternal); maximum and minimum cross-sectional area of the vessel measured Estimates systemic blood flow to the upper part of the body Interobserver reliability of measurement, accuracy of annulus given variability during the cardiac cycle Optional 
Doppler of descending aortic arch Suprasternal view or high parasternal short axis PW Doppler sample volume placed in the postductal descending aortic arch Estimates blood flow to lower body as well as systemic steal in the presence of a PDA Angle dependent, large inconsistencies in measuring descending arch diameter, diastolic retrograde flow is frequently non laminar and can be overestimated Routine 
Systemic Dopplers, celiac, SMA, MCA Subcostal view – aorta sagittal view, sphenoid fontanelle PW Doppler sample volume placed over the vessel under assessment, place probe at 3 o′clock between angle of the eye and ear and with the aid of color Doppler adjust PW Doppler sample volume over the MCA Estimates systemic blood flow to different organs Angle dependent, affected by organ’s vascular resistance Recommended 

LV, left ventricle; LVO, left ventricular output; VTI, velocity time integral; LVOT, left ventricular outflow tract; MCA, middle cerebral artery; PA, pulmonary artery; PBF, pulmonary blood flow; PDA, patent ductus arteriosus; PW, pulse wave; RVO, right ventricular output; SMA, superior mesenteric artery; SVC, superior vena cava.

Assessment of LV performance includes indices of preload, diastolic and systolic function, and contractility (Table 2). Pulse wave Doppler assessment of pulmonary vein flow may provide information as well as left heart volume loading, whereas mitral valve inflow and isovolumic relaxation time (IVRT) are markers of LV preload and compliance. Ejection fraction (EF) may be calculated using the Simpson’s biplane method or bullet method (5/6 area-length). M-mode measurements assume that the LV is circular in cross-section, which is not always true, particularly in the setting of abnormal RV loading conditions and are, therefore, not recommended. In addition, it is only a measure of global ventricular performance.28  Advanced measures of LV systolic performance based on tissue Doppler imaging or strain analysis are currently under investigation in several research studies but have not been validated for routine clinical practice.

TABLE 2

Summary of Echocardiography Indices of Left Ventricular Performance

MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
PV Doppler peak velocities (S, D and A wave) Apical 4 chamber PW Doppler sample vol is placed in a pulmonary vein as it enters the LA, parallel to the direction of flow Assessment of preload and pulmonary venous return Impacted by high MAP, impacted by pulmonary vein dilation or stenosis Routine 
Mitral E/A peak velocities and ratio Apical 4 chamber PW Doppler sample vol is placed within the mitral valve annulus to create an envelope of transmitral flow Assessment of LA volume loading and LV compliance Impacted by high MAP, often impacted by low left heart filling Routine 
IVRT Apical 4 chamber Open LVOT (clockwise rotation) and place PW at the intersection of inflow and outflow as seen with color Doppler Assessment of LA volume loading and LV compliance Heart rate dependent Routine 
EF Simpsons biplane Apical 4 and 2 chamber LV endocardium cavity is traced at end-systole and end-diastole in both views Assessment of ventricular systolic function Endocardial definition Routine 
Bullet method (5/6 area-length) Apical 4 chamber and parasternal short axis LV endocardial cross-sectional areas from a short-axis view and LV endocardial lengths from a long-axis view are used to calculate: LV volume = 5/6 x LV area x LV length Assessment of ventricular systolic function Endocardial definition Recommended 
FS and EF by M-mode Parasternal long axis or short axis M-mode placed at the level of the mitral valve: LVEDD and LVESD measured: FS (%) = [(LVEDD-LVESD)/ LVEDD] x100
EF (%) = end-diastolic volume – end-systolic volume / end-diastolic volume 
Assessment of ventricular systolic function Shape of LV cavity, role of IVS Recommended 
TDI s’, e’ and a’ Apical 4, 2 and 3 chamber Place PW below MV annulus in the wall of septum, LV lateral, anterior, inferior, and posterior walls Assessment of ventricular systolic function Regional estimate of LV function, angle and load dependent Research 
Strain and strain rate Apical 4, 2 and 3 chamber Speckle tracking or tissue Doppler-derived strain Assessment of ventricular systolic function Lack of longitudinal reference range in the neonates, dependent on loading conditions, under research for assessment of pathologic states Research 
MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
PV Doppler peak velocities (S, D and A wave) Apical 4 chamber PW Doppler sample vol is placed in a pulmonary vein as it enters the LA, parallel to the direction of flow Assessment of preload and pulmonary venous return Impacted by high MAP, impacted by pulmonary vein dilation or stenosis Routine 
Mitral E/A peak velocities and ratio Apical 4 chamber PW Doppler sample vol is placed within the mitral valve annulus to create an envelope of transmitral flow Assessment of LA volume loading and LV compliance Impacted by high MAP, often impacted by low left heart filling Routine 
IVRT Apical 4 chamber Open LVOT (clockwise rotation) and place PW at the intersection of inflow and outflow as seen with color Doppler Assessment of LA volume loading and LV compliance Heart rate dependent Routine 
EF Simpsons biplane Apical 4 and 2 chamber LV endocardium cavity is traced at end-systole and end-diastole in both views Assessment of ventricular systolic function Endocardial definition Routine 
Bullet method (5/6 area-length) Apical 4 chamber and parasternal short axis LV endocardial cross-sectional areas from a short-axis view and LV endocardial lengths from a long-axis view are used to calculate: LV volume = 5/6 x LV area x LV length Assessment of ventricular systolic function Endocardial definition Recommended 
FS and EF by M-mode Parasternal long axis or short axis M-mode placed at the level of the mitral valve: LVEDD and LVESD measured: FS (%) = [(LVEDD-LVESD)/ LVEDD] x100
EF (%) = end-diastolic volume – end-systolic volume / end-diastolic volume 
Assessment of ventricular systolic function Shape of LV cavity, role of IVS Recommended 
TDI s’, e’ and a’ Apical 4, 2 and 3 chamber Place PW below MV annulus in the wall of septum, LV lateral, anterior, inferior, and posterior walls Assessment of ventricular systolic function Regional estimate of LV function, angle and load dependent Research 
Strain and strain rate Apical 4, 2 and 3 chamber Speckle tracking or tissue Doppler-derived strain Assessment of ventricular systolic function Lack of longitudinal reference range in the neonates, dependent on loading conditions, under research for assessment of pathologic states Research 

EF, ejection fraction; FS, fractional shortening; IVRT, isovolumic relaxation time; LA, left atrium; LV, left ventricle; LVEDD, left ventricular end diastolic diameter; LVESS, left ventricular end systolic diameter; LVOT, left ventricular outflow tract; PV, pulmonary veins; PW, pulse wave; TDI, tissue Doppler imaging.

Several neonatal diseases may lead to acute alterations in pulmonary hemodynamics, which are characterized by elevated pulmonary vascular resistance (PVR) and increased RV afterload.35  The subsequent consequences of intrinsic vulnerability of the immature myocardium include RV systolic dysfunction, hypertrophy, and/or dilation. In the presence of persistent or significantly elevated PVR, PBF may be compromised; intra and extracardiac shunts may further impact heart function and the efficacy of oxygenation. Pulmonary hypoperfusion will negatively impact LV filling, whereas RV dysfunction may lead to impaired LV systolic performance secondary to interventricular interaction.35,36  The combination of poor LV preload and LV contractile dysfunction may result in poor cardiac output and systemic hypoperfusion.28 

A holistic approach involves the integration of assessment of the severity of PH, RV, and LV performance, and shunt dynamics, which enables a refined therapeutic approach. For instance, treatment options for patients with acute PH may include vasodilators to target increased PVR, inotropic support to optimize RV, and/or LV systolic function, and prostaglandins to re-establish ductal patency when systemic blood flow is compromised. Manipulation of the ratio between PVR and systemic vascular resistance with systemic vasoconstrictors, which do not induce pulmonary vasoconstriction (eg, vasopressin, low-dose norepinephrine), may aid in transductal shunt reversal to promote PBF.35  Assessment of the severity of PH includes estimation of RV systolic pressure (RVSp) through tricuspid regurgitant (TR) jet, directionality of PDA shunt, assessment of the interventricular septum (IVS), and pulmonary artery Doppler (Table 3). In the presence of a PDA, direction of shunt is the most reliable marker used to quantify pulmonary pressures in relation to the systemic circulation. RVSp is a surrogate estimate of pulmonary artery systolic pressure but may be underestimated in patients with abnormal RV systolic performance or when the TR jet is incomplete. IVS motion is governed by the transmural pressure differential between the RV and LV. In patients with acute or chronic PH, end-systolic septal position may be flat (moderate PH) or paradoxical, bowing into the LV (severe PH). The presence of high end-systolic LV pressure (systemic hypertension) may mask this finding; therefore, measurement of systemic BP is important in the PH evaluation. Eccentricity index provides an objective assessment of the IVS motion in systole and diastole.37  End-diastolic septal flattening is usually representative of RV volume loading, eg, intracardiac shunts. Furthermore, alterations in PVR can be assessed objectively with PVR index: the ratio between pulmonary artery acceleration time (PAAT) and RV ejection time. In the presence of augmented resistance, there is rapid acceleration of the flow in the beginning of the ejection period, which may coincide with notching of the waveform downslope.28  This can be observed by subjective assessment of the shape of the flow envelope. The usual shape resembles an isosceles triangle, whereas in the presence of increased resistance the envelope resembles a right angle triangle with or without notching28  (Fig 2).

FIGURE 2

Different patterns of MPA flow in the presence of high PVR.

FIGURE 2

Different patterns of MPA flow in the presence of high PVR.

Close modal
TABLE 3

Summary of Echocardiography Indices of Right Ventricular Performance

MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
TAPSE Apical 4 chamber Line of interrogation is placed perpendicular to the lateral aspect of the tricuspid annulus while maintaining vertical alignment with the apex – M-mode Assessment of ventricular systolic function Regional estimate of RV function, angle, and load dependent Routine 
RV-FAC Apical RV 3 chamber or apical 4 chamber RV area at end-diastole and end-systole is calculated by tracing the endocardial borders, including the RV trabeculations within the area. RV-FAC-3C = [3C-RV area at end-diastole – 3C-RV area at end-systole] / 3C-RV area at end-diastole × 100% Assessment of ventricular systolic function Endocardial definition, septal motion (RV-4C) Routine 
IVC Subcostal IVC sagittal view PW Doppler sample volume placed over hepatic vein Assessment of RV preload Affected by high intrathoracic pressure, lack of studies evaluating response to volume in neonates, subjective Routine 
RVEDD Parasternal long axis or short axis M-mode placed at the level of the mitral valve and measure of RVEDD Assessment of RV preload Does not account for the morphology of the RV, single plane estimate Optional 
TDI s’, e’ and a’ Apical 4 chamber PW Doppler sample volume is placed just below the lateral tricuspid annulus Assessment of ventricular systolic function Regional estimate of RV function, angle and load dependent Research 
Strain and strain rate Apical RV 3 chamber or apical 4 chamber Speckle tracking or tissue Doppler-derived strain Assessment of ventricular systolic function Lack of normative reference range in the neonatal population, strain is dependent on loading conditions, under research for assessment of pathologic states Research 
MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
TAPSE Apical 4 chamber Line of interrogation is placed perpendicular to the lateral aspect of the tricuspid annulus while maintaining vertical alignment with the apex – M-mode Assessment of ventricular systolic function Regional estimate of RV function, angle, and load dependent Routine 
RV-FAC Apical RV 3 chamber or apical 4 chamber RV area at end-diastole and end-systole is calculated by tracing the endocardial borders, including the RV trabeculations within the area. RV-FAC-3C = [3C-RV area at end-diastole – 3C-RV area at end-systole] / 3C-RV area at end-diastole × 100% Assessment of ventricular systolic function Endocardial definition, septal motion (RV-4C) Routine 
IVC Subcostal IVC sagittal view PW Doppler sample volume placed over hepatic vein Assessment of RV preload Affected by high intrathoracic pressure, lack of studies evaluating response to volume in neonates, subjective Routine 
RVEDD Parasternal long axis or short axis M-mode placed at the level of the mitral valve and measure of RVEDD Assessment of RV preload Does not account for the morphology of the RV, single plane estimate Optional 
TDI s’, e’ and a’ Apical 4 chamber PW Doppler sample volume is placed just below the lateral tricuspid annulus Assessment of ventricular systolic function Regional estimate of RV function, angle and load dependent Research 
Strain and strain rate Apical RV 3 chamber or apical 4 chamber Speckle tracking or tissue Doppler-derived strain Assessment of ventricular systolic function Lack of normative reference range in the neonatal population, strain is dependent on loading conditions, under research for assessment of pathologic states Research 

IVC, inferior vena cava; PW, pulse wave; RV, right ventricle; RVEDD, right ventricular end diastolic diameter; RV-FAC, right ventricular fractional area change; TAPSE, Tricuspid Annular Plane Systolic Excursion; TDI, tissue Doppler imaging.

Qualitative assessment of RV performance has poor interobserver reliability,38  highlighting the need for quantitative markers. Tricuspid annular plane systolic excursion (TAPSE) and fractional area change (FAC) may be used to estimate RV systolic function with published neonatal reference values,39,40  whereas assessment of inferior vena cava (IVC) and RV end diastolic diameter can be surrogates of RV preload34  (Table 4, Fig 3). TAPSE measures the downward vertical distance that the tricuspid annulus moves during systole as a marker of longitudinal motion of the RV, whereas RV FAC provides an estimate of ejection fraction.41  Lastly, RV:LV area is an objective measurement of RV dilation.

FIGURE 3

TAPSE and RV 3 chamber view.

FIGURE 3

TAPSE and RV 3 chamber view.

Close modal
TABLE 4

Comprehensive Echocardiography Assessment of Pulmonary Hemodynamics

MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
RVSP estimated from TR jet Apical 4 chamber, RV 3 chamber, parasternal long or short axis CW Doppler across the tricuspid valve: RVSP = RAP + (4 x Vmax2 ) Estimation of degree of pulmonary hypertension Incomplete TR jet, assumption that RAP is 5–7 mmHg not always true, impaired RV systolic performance Routine 
Assessment of the interventricular septum Parasternal short axis at the level of the papillary muscle Subjective assessment: round, flat or paradoxical motion in end-systole and end-diastole Assessment of transmural pressure differential between the RV and LV High LV pressure (eg, systemic hypertension) may lead to normal circular LV configuration despite significant PH, interobserver reliability of subjective measurement Routine 
Eccentricity index Parasternal short axis at the level of the papillary muscle Smallest axis diameters of the LV are measured perpendicular and parallel to the IVS, both in end-systole and in end-diastole. The index is calculated by dividing the LV minor-axis diameter (D1) parallel to the septum by the LV minor-axis diameter (D2) perpendicular to the septum Assessment of transmural pressure differential between the RV and LV. Marker of pressure loading in end-systole and vol loading in end-diastole. High LV pressure (eg, systemic hypertension) may lead to normal circular LV configuration despite significant PH Routine 
Shape of the pulmonary artery Doppler Parasternal long axis at the level of the pulmonary valve or parasternal short axis at the level of the aortic valve PW Doppler sample volume parallel to the direction of the flow at the level of the tips of the PA leaflets when maximally open Assessment of PVR Impaired RV systolic performance, presence of moderate or severe TR, PA dilatation, PDA shunt, interobserver reliability of subjective measurement Routine 
RVET: PAAT Parasternal long axis at the level of the pulmonary valve or parasternal short axis at the level of the aortic valve PW Doppler sample volume parallel to the direction of the flow at the level of the tips of the PA leaflets when maximally open Assessment of PVR Impaired RV systolic performance, presence of moderate or severe TR, PA dilatation, PDA shunt Recommended 
RV: LV area Parasternal short axis at the level of the papillary muscle Trace the endocardium of the RV and the LV in end-diastole Objective assessment of RV dilation Endocardial definition Optional 
MeasurementsViewTechniqueClinical ApplicationLimitationsRoutine or Research
RVSP estimated from TR jet Apical 4 chamber, RV 3 chamber, parasternal long or short axis CW Doppler across the tricuspid valve: RVSP = RAP + (4 x Vmax2 ) Estimation of degree of pulmonary hypertension Incomplete TR jet, assumption that RAP is 5–7 mmHg not always true, impaired RV systolic performance Routine 
Assessment of the interventricular septum Parasternal short axis at the level of the papillary muscle Subjective assessment: round, flat or paradoxical motion in end-systole and end-diastole Assessment of transmural pressure differential between the RV and LV High LV pressure (eg, systemic hypertension) may lead to normal circular LV configuration despite significant PH, interobserver reliability of subjective measurement Routine 
Eccentricity index Parasternal short axis at the level of the papillary muscle Smallest axis diameters of the LV are measured perpendicular and parallel to the IVS, both in end-systole and in end-diastole. The index is calculated by dividing the LV minor-axis diameter (D1) parallel to the septum by the LV minor-axis diameter (D2) perpendicular to the septum Assessment of transmural pressure differential between the RV and LV. Marker of pressure loading in end-systole and vol loading in end-diastole. High LV pressure (eg, systemic hypertension) may lead to normal circular LV configuration despite significant PH Routine 
Shape of the pulmonary artery Doppler Parasternal long axis at the level of the pulmonary valve or parasternal short axis at the level of the aortic valve PW Doppler sample volume parallel to the direction of the flow at the level of the tips of the PA leaflets when maximally open Assessment of PVR Impaired RV systolic performance, presence of moderate or severe TR, PA dilatation, PDA shunt, interobserver reliability of subjective measurement Routine 
RVET: PAAT Parasternal long axis at the level of the pulmonary valve or parasternal short axis at the level of the aortic valve PW Doppler sample volume parallel to the direction of the flow at the level of the tips of the PA leaflets when maximally open Assessment of PVR Impaired RV systolic performance, presence of moderate or severe TR, PA dilatation, PDA shunt Recommended 
RV: LV area Parasternal short axis at the level of the papillary muscle Trace the endocardium of the RV and the LV in end-diastole Objective assessment of RV dilation Endocardial definition Optional 

CW, continuous wave; IVS, interventricular septum; LV, left ventricle; PA, pulmonary artery; PAAT, pulmonary artery acceleration time; PVR, pulmonary vascular resistance; PW: pulse wave; RVET, right ventricle ejection time; RVSP, right ventricle systolic pressure; TR, tricuspid regurgitation.

Tissue Doppler imaging (TDI) allows measurement of peak systolic (s’), early diastolic (e’), late diastolic (a’), and peak isovolumetric contraction velocities.41  It provides additional information regarding systolic and diastolic performance of both ventricles (Tables 2 and 4, Fig 4). Strain analysis estimates absolute tissue deformation and is expressed as a percentage of change according to its shape at baseline, whereas strain rate is the speed at which deformation occurs as a measure of contractility42  (Fig 5). These new modalities are currently under research, with limited normative data and information regarding reproducibility or relevance to disease states43,44 ; however, they are likely to assist in further understanding and characterizing neonatal diseases impacting cardiovascular performance.

FIGURE 4

Tissue Doppler imaging.

FIGURE 4

Tissue Doppler imaging.

Close modal
FIGURE 5

Strain imaging.

Blood flow through shunts is governed by Poiseuille’s law such that viscosity, pressure gradient across the structure, and length and diameter of the structure are the determinants of shunt volume. Table 5 summarizes the specific TNE measurements for shunts. It is important to assess not only the physical size of the shunt but also markers of shunt volume and its impact on systemic and pulmonary circulations. Markers of systemic underperfusion may include abnormal diastolic flow in the descending aorta as well as in peripheral vessels (celiac, superior mesenteric and middle cerebral arteries) (Table 1). Pulmonary overcirculation may be indirectly assessed using markers of LV volume loading such as pulmonary vein diastolic flow (D wave > 0.5 m per sec), mitral inflow, and IVRT (Table 2), whereas left atrial (LA) dilation can be assessed using LA:Ao ratio. Furthermore, intra, or extracardiac shunts that produce an unbalanced circulation (abnormal ratio between pulmonary and systemic blood flow or Qp:Qs) may be recognized through the identification of differences in ventricular outputs. An increase in left-to-right shunt volume in a PDA will increase the LVO:RVO ratio, suggesting an increase in Qp:Qs. Conversely, significant intracardiac shunts (ie, atrial septal defect [ASD] and ventricular septal defect [VSD]) will produce higher RVO versus LVO and volume loading of the right heart. Atrial septal defects should be suspected in patients with increased end-diastolic eccentricity index, where the IVS assumes a flat shape in end-diastole. A multiparametric approach is essential to overcome reliability issues of single measurements (eg, diameter), understanding shunt impact and the need for therapy.

TABLE 5

Echocardiography Techniques Used for Direct Assessment of Shunts

MeasurementsViewTechniqueRoutine or Research
PDA Doppler Ductal view (between short axis and suprasternal) PW or CW at the level of the PDA Routine 
PFO or ASD Subcostal Color Doppler and PW at the level of the transatrial shunt Routine 
LA: Ao Parasternal long axis or short axis M-mode through aortic leaflets and LA Recommended 
MeasurementsViewTechniqueRoutine or Research
PDA Doppler Ductal view (between short axis and suprasternal) PW or CW at the level of the PDA Routine 
PFO or ASD Subcostal Color Doppler and PW at the level of the transatrial shunt Routine 
LA: Ao Parasternal long axis or short axis M-mode through aortic leaflets and LA Recommended 

Ao, aorta; ASD, atrial septal defect; CW, continuous wave; LA, left atrium; PDA, patent ductus arteriosus; PFO, patent foramen ovale; PW, pulse wave.

A comprehensive TNE protocol provides added information to clinical signs of cardiovascular pathologies. Beyond its use in the assessment of PDA and PH, it can add significant insights in neonatal shock and hypotension, hypoxic-ischemic encephalopathy, sepsis, arterio-venous malformations, etc. In addition, longitudinal assessment provides important information about disease progression and response to therapies. In patients in whom CHD is suspected, consultation with the pediatric cardiology team is warranted, as further imaging evaluation and subsequent management may differ in patients with CHD.

  1. In absence of shunts, LVO and RVO may be used to provide estimates of systemic and pulmonary flows, respectively, though a protocol for image optimization and assessment is crucial with potential for error (Class IIa, LOE B-NR)

  2. Estimation of pulmonary pressures in relation to systemic circulation should be primarily assessed based on direction of PDA shunt (Class IIa, LOE B-NR)

  3. A multiparametric approach to assessment of hemodynamic assessment of PDA provides an enhanced appraisal of shunt vol and impact (Class IIa, LOE B-NR)

  4. RVSp can be used as a surrogate estimate of pulmonary artery systolic pressure but may be underestimated in patients with abnormal RV systolic performance or when the TR jet is incomplete (Class IIa, LOE B-NR)

  5. Measures of RV function such as TAPSE and FAC have published neonatal reference values and may be used to assess neonates with structurally normal hearts (Class IIa, LOE B-NR)

Although the prevalence of CHD is only about 1% of live births worldwide,45  the spectrum varies significantly, ranging from simple structural abnormalities like an ASD, VSD, or PDA, to complex lesions, such as a double outlet right ventricle or hypoplastic left heart syndrome. As stated previously, in any neonate with a concern for significant CHD, the first echocardiogram should be interpreted by a pediatric cardiologist within 6 hours and can be performed by a neonatologist with formal training in neonatal hemodynamics.3,8,12  Once a diagnosis of CHD has been made, a TNE should include several important components as outlined in this section.

TNE evaluation in patients with CHD should always include characterization of systemic hemodynamics. LV function is a good surrogate of cardiac output. As previously discussed, conventional LV functional indices include shortening fraction (SF) and EF. LV short-axis views using M-mode and 2-dimensional echocardiography (2DE) allow for measurement of the LV end-diastolic dimension (LVEDD) and end-systolic dimension (LVESD) (Fig 6). LVEDD can be compared with standardized normal values using Z-scores to determine if the ventricle is small, dilated, or appropriate in size.46  Similarly, LV septal and posterior wall thickness Z-scores can also be used to assess for hypertrophy.46 

FIGURE 6

LV assessment.

It is important to recognize that all measures of LV function depend on preload, afterload, and heart rate and may not accurately reflect true LV contractility. For example, decreased preload associated with veno-arterial extracorporeal membrane oxygenation47  or a ventricular assist device precludes the use of SF and EF to assess ventricular performance. Increased afterload from systemic hypertension, severe aortic stenosis, and aortic coarctation can adversely affect SF and EF such that removal of the increased afterload can improve SF and EF. Additionally, SF and EF may not represent true LV performance in the setting of significant mitral regurgitation since the regurgitant fraction does not contribute to cardiac output. Patient factors such as sedation, paralysis, and ventilator support may influence ventricular pressure estimations. Lastly, supraventricular, or ventricular tachycardia can limit LV filling time and preclude accurate LV functional assessment.

Evaluating the RV in a structurally abnormal heart requires an understanding of the specific CHD physiology and ability to discern whether the RV abnormalities are appropriate compensatory changes or pathologic changes. As there are no lesion-specific normative data in neonates, recognizing this distinction requires considerable expertise. Echocardiography assessment of RV size and function are similar to patients with structurally normal hearts as discussed previously, albeit with considerable additional caveats.

RV size can be evaluated quantitatively by measuring the end-diastolic diameters at the basal and mid-cavitary levels, end-diastolic length, and planimetered areas at end-diastole and end-systole in the apical 4-chamber view (Fig 7A and 7B).48  These measurements are generally useful in simple lesions, but they have limited value in complex lesions like Ebstein anomaly, tricuspid atresia, and pulmonary atresia with intact ventricular septum. RV size can also be quantified with the RV:LV ratio (Fig 7C), such that elevated values can signify RV enlargement (as in total anomalous pulmonary venous return), LV hypoplasia (as in hypoplastic left heart syndrome) or left-sided obstructive lesions (as in aortic coarctation). Absolute measurements and corresponding Z-scores of cardiovascular structures can help distinguish between RV enlargement and LV hypoplasia.

FIGURE 7

RV size and function.

FIGURE 7

RV size and function.

Close modal

Normative neonatal values in structurally normal hearts are available for RV FAC and TAPSE, but their utility is limited in the setting of significant CHD.41,48  Nonetheless, FAC correlates with EF as measured by MRI in patients with various CHDs (hypoplastic left heart syndrome and tetralogy of Fallot).49,50  Unfortunately, even outside of the neonatal period, there is limited utility of TAPSE in patients with significant CHD, particularly after cardiac surgery.5153  Although evaluation of RV strain mechanics has been shown to be feasible and reproducible in neonates with structurally normal hearts, this has not been evaluated in neonates with significant CHD.54,55  Therefore, qualitative visual assessment of RV size and function and FAC calculated from planimetered RV diastolic and systolic areas remain the most commonly used techniques in clinical practice and can usually be reliably performed and serially compared.8 

Neonates with unrepaired or palliated CHD are at high risk of developing pulmonary vascular disease secondary to pulmonary overcirculation or left-sided obstructive lesions.56  Echocardiography methods used to assess pulmonary hemodynamics are no different than in structurally normal hearts and include a combination of 2DE (septal flattening), color mapping (shunt flow direction), and spectral Doppler interrogation (velocities of tricuspid and pulmonary regurgitation) (Fig 8).

FIGURE 8

Evaluation of pulmonary hemodynamics.

FIGURE 8

Evaluation of pulmonary hemodynamics.

Close modal

There are a few important caveats to remember for patients with significant CHD. By definition, patients with either ductal dependent pulmonary circulation (such as pulmonary atresia) or systemic circulation (such as critical aortic coarctation) have systemic pulmonary artery pressure. In addition, measures of RV systolic pressure (septal position as well as tricuspid regurgitation and VSD flow velocities) cannot be used to estimate pulmonary artery pressure in patients with RV outflow tract obstruction (such as tetralogy of Fallot). However, pulmonary artery pressures can still be estimated in the setting of significant obstruction if there is pulmonary regurgitation or a PDA (Fig 9). Unfortunately, both PAAT and RV ejection time have limited use in this situation.57  Furthermore, the simplified Bernoulli equation does not take length into account, and estimation of pressure gradients in patients with a long tortuous PDA (as is often seen with pulmonary atresia), a large PDA or patients with shunts (such as a Blalock Taussig shunt or a ductal stent) may not be accurate. As this information is critical to a patient’s clinical presentation and future surgical planning, more invasive methods of assessment are often required.

FIGURE 9

Evaluation of a PDA.

FIGURE 9

Evaluation of a PDA.

Close modal
  1. FAC correlates with EF as measured by MRI in patients with various CHDs, such as hypoplastic left heart syndrome and tetralogy of Fallot and may be used for serial assessments of systolic heart function in neonates with CHD (Class IIa, LOE B-NR)

In patients with significant CHD, the presence of concomitant intra (ASD or VSD) and extracardiac shunts (PDA) are common and often required to maintain adequate oxygenation and cardiac output. Therefore, it is crucial to understand the anatomy and physiology of the primary defect, any associated lesions, and the function of the shunt (Table 6). Shunt assessment uses the same echocardiography methods described previously: 2DE to measure anatomic size, color mapping to evaluate shunt direction, and spectral Doppler interrogation to confirm shunt direction and estimate pressure gradients.8  This evaluation is important because shunts play a critical role in the patient’s physiology, clinical status, and potential need for immediate intervention.

TABLE 6

Lesion Specific Shunt Appraisal

Anatomic DiagnosisASDVSDPDAComment
Complete AV septal defect L→R Mainly L→R; R→L if severe RV outflow tract obstruction or severe pHTN Normal PVR: L→R; elevated PVR: bidirectional or R→L — 
Tricuspid atresia with normally related great arteries Rarely restrictive, with obligatory R→L Can be restrictive (leading to cyanosis), with L→R for pulmonary blood flow Normal PVR: L→R; elevated PVR: BD or R→L Physiology and clinical presentation depend on the level of restriction at the VSD, amount of pulmonary stenosis, and aortic stenosis 
Tricuspid atresia with TGA Rarely restrictive, with obligatory R→L Can be restrictive (leading to decreased cardiac output), with obligatory LV→RV for cardiac output Normal PVR: Aorta→PA; elevated PVR: bidirectional or PA→ Aorta Physiology and clinical presentation depend on the level of restriction at the VSD, amount of pulmonary stenosis, and aortic stenosis 
Ebstein anomaly R→L: functional or anatomic pulmonary atresia or poor RV function; L→R: antegrade pulmonary blood flow with adequate RV function (unless there is also a VSD) R→L: severe pulmonary stenosis or functional or anatomic pulmonary atresia; L→R: adequate antegrade pulmonary blood flow from RV Almost always L→R; required in patients with pulmonary atresia (anatomic or functional). — 
Pulmonary stenosis L→R or BD: mild-severe PV stenosis and mild-moderate diastolic dysfunction or RVH; R→L: critical pulmonary stenosis or severe RV diastolic dysfunction or hypertrophy L→R or BD: mild-severe pulmonary stenosis; R→L: critical pulmonary stenosis L→R in most cases In critical pulmonary stenosis, pulmonary blood flow is dependent upon L→R shunting at the PDA 
Tetralogy of Fallot Normally L→R: R→L or BD: significant RV hypertrophy L→R: “pink” tetralogy (minimal cyanosis); R→L: “blue” tetralogy (cyanosis, severe RV outflow tract obstruction) Almost always L→R; elevated PVR: BD — 
Pulmonary atresia and intact ventricular septum Rarely restrictive, with obligatory R→L — L→R required for pulmonary blood flow — 
Pulmonary atresia and VSD L→R R→L Obligatory L→R ductal dependent pulmonary blood flow (unless significant MAPCAs) — 
Hypoplastic left heart syndrome L→R: a significant gradient represents a restrictive atrial septum which is associated with poor outcomes. R→L BD -Ductal dependent systemic blood flow R→L (systole) and L→R (diastole) systemic steal Assessing the atrial level shunt in critical as this decompresses the left heart and may require intervention. 
Aortic stenosis L→R: a significant gradient would represent LV diastolic dysfunction leading to LA pressure L→R L→R: mild-severe stenosis, R→L/BD: critical aortic stenosis (ductal dependent systemic blood flow) — 
Coarctation of the aorta L→R: Normal PVR; BD: elevated PVR Typically L→R L→R: mild-severe coarctation; R→L/BD: critical coarctation (ductal dependent systemic blood flow) — 
TGA L→R. A significant gradient represents a restrictive atrial septum leading to inadequate mixing. RV→LV/ bidirectional (does not allow for reliable mixing) Aorta→pulmonary artery (does not allow for reliable mixing) The atrial level shunt is the most critical, and if restrictive or small will cause cyanosis and metabolic acidosis because of inadequate mixing. 
TAPVR Rarely restrictive, with obligatory R→L L→R; R→L: severe RV outflow tract obstruction or pHTN Normal PVR: L→R; elevated PVR: BD or R→L If there is restriction at the level of ASD → increased pulmonary overcirculation and decreased cardiac output. 
Anatomic DiagnosisASDVSDPDAComment
Complete AV septal defect L→R Mainly L→R; R→L if severe RV outflow tract obstruction or severe pHTN Normal PVR: L→R; elevated PVR: bidirectional or R→L — 
Tricuspid atresia with normally related great arteries Rarely restrictive, with obligatory R→L Can be restrictive (leading to cyanosis), with L→R for pulmonary blood flow Normal PVR: L→R; elevated PVR: BD or R→L Physiology and clinical presentation depend on the level of restriction at the VSD, amount of pulmonary stenosis, and aortic stenosis 
Tricuspid atresia with TGA Rarely restrictive, with obligatory R→L Can be restrictive (leading to decreased cardiac output), with obligatory LV→RV for cardiac output Normal PVR: Aorta→PA; elevated PVR: bidirectional or PA→ Aorta Physiology and clinical presentation depend on the level of restriction at the VSD, amount of pulmonary stenosis, and aortic stenosis 
Ebstein anomaly R→L: functional or anatomic pulmonary atresia or poor RV function; L→R: antegrade pulmonary blood flow with adequate RV function (unless there is also a VSD) R→L: severe pulmonary stenosis or functional or anatomic pulmonary atresia; L→R: adequate antegrade pulmonary blood flow from RV Almost always L→R; required in patients with pulmonary atresia (anatomic or functional). — 
Pulmonary stenosis L→R or BD: mild-severe PV stenosis and mild-moderate diastolic dysfunction or RVH; R→L: critical pulmonary stenosis or severe RV diastolic dysfunction or hypertrophy L→R or BD: mild-severe pulmonary stenosis; R→L: critical pulmonary stenosis L→R in most cases In critical pulmonary stenosis, pulmonary blood flow is dependent upon L→R shunting at the PDA 
Tetralogy of Fallot Normally L→R: R→L or BD: significant RV hypertrophy L→R: “pink” tetralogy (minimal cyanosis); R→L: “blue” tetralogy (cyanosis, severe RV outflow tract obstruction) Almost always L→R; elevated PVR: BD — 
Pulmonary atresia and intact ventricular septum Rarely restrictive, with obligatory R→L — L→R required for pulmonary blood flow — 
Pulmonary atresia and VSD L→R R→L Obligatory L→R ductal dependent pulmonary blood flow (unless significant MAPCAs) — 
Hypoplastic left heart syndrome L→R: a significant gradient represents a restrictive atrial septum which is associated with poor outcomes. R→L BD -Ductal dependent systemic blood flow R→L (systole) and L→R (diastole) systemic steal Assessing the atrial level shunt in critical as this decompresses the left heart and may require intervention. 
Aortic stenosis L→R: a significant gradient would represent LV diastolic dysfunction leading to LA pressure L→R L→R: mild-severe stenosis, R→L/BD: critical aortic stenosis (ductal dependent systemic blood flow) — 
Coarctation of the aorta L→R: Normal PVR; BD: elevated PVR Typically L→R L→R: mild-severe coarctation; R→L/BD: critical coarctation (ductal dependent systemic blood flow) — 
TGA L→R. A significant gradient represents a restrictive atrial septum leading to inadequate mixing. RV→LV/ bidirectional (does not allow for reliable mixing) Aorta→pulmonary artery (does not allow for reliable mixing) The atrial level shunt is the most critical, and if restrictive or small will cause cyanosis and metabolic acidosis because of inadequate mixing. 
TAPVR Rarely restrictive, with obligatory R→L L→R; R→L: severe RV outflow tract obstruction or pHTN Normal PVR: L→R; elevated PVR: BD or R→L If there is restriction at the level of ASD → increased pulmonary overcirculation and decreased cardiac output. 

—, not applicable; BD, bidirectional shunting; LV, left ventricle; L→R, left-to-right shunting; MAPCA, major aortopulmonary collateral arteries; PA, pulmonary artery; pHTN, pulmonary hypertension; PVR, pulmonary vascular resistance; R→L, right-to-left shunting; RV, right ventricle; TGA, transposition of the great arteries.

As previously discussed, establishment and maintenance of a TNE program must include appropriate equipment, standard practices, and protocols related to study performance,8,58,59  image archiving, and report generation, all in coordination with pediatric cardiology.12  All members of a TNE team must be keenly aware of the limitations associated with hemodynamic assessment and quantification in a neonatal echocardiogram, because neonates are different from older children.60  Unique characteristics of transitional neonatal physiology, including ductal closure, changing PVR, faster heart rates, smaller cardiovascular structures, and patient movement all contribute to higher measurement variability and potential for errors. Quantification of blood flow can be limited by noncircular structures. Elevated RV and pulmonary arterial systolic pressures can preclude accurate assessment of shunt volumes as well as LV function by M-mode echocardiography.

Exclusion of CHD starts with assessment of the neonate. If there is a concern for CHD based on the fetal evaluation, pulse oximetry screening, patient symptomatology, or physical examination, then the pediatric cardiology service should be consulted. As previously discussed, the initial comprehensive echocardiogram may be performed by a trained TNE team but should be interpreted by a pediatric cardiologist within 6 hours.3,8  Consistently utilizing a protocol that requires careful 2D sweeps and color mapping in all of the standard pediatric echocardiography views as outlined in published guidelines and corroborating findings in more than 1 view will ensure a comprehensive assessment of cardiac anatomy and physiology and prevent diagnostic errors (Table 7).58 

TABLE 7

Imaging Protocol for Congenital Heart Disease Assessment

AssessmentProtocol
Subcostal situs, long-axis, and short-axis sweeps 1. Normal abdominal situs to exclude heterotaxy. 
 2. Normal drainage of the IVC and SVC to the RA by color mapping and spectral Doppler: exclude IVC interruption and abnormal flow, which might suggest anomalous pulmonary venous drainage. 
 3. Right and left pulmonary veins to the LA by color mapping and spectral Doppler: exclude TAPVR. 
 4. Atrial septum to exclude PFO, ASD: scanning full plane of septum by 2DE and color mapping, predominantly right-to-left shunting across an atrial communication raises concern for TAPVR, stenotic or TV, noncompliant RV, elevated right heart pressures. 
 5. Establish AV concordance and VA concordance, exclude TGA: the PA should arise from the RV and cross over the aorta (arising from the LV) before splitting into branch PAs. Suspect TGA if great arteries arise in parallel and do not cross: exclude double outlet RV where both great arteries arise predominantly from the RV, single great vessel raises concern for truncus arteriosus, aortic or pulmonary atresia. 
 6. Evaluate for VSDs along full length and depth of septum by 2DE and color mapping. 
 7. Evaluate for RV or LV outflow tract obstruction from septal deviation anteriorly or posteriorly. 
Apical views and sweeps 1. Right and left pulmonary veins to LA: exclude TAPVR. 
 2. Evaluate for RA or LA dilation: raises suspicion for abnormal TV or MV function, ventricular pathology, or abnormal function, exclude dilated coronary sinus: associated with anomalous pulmonary veins or left SVC. 
 3. Normal size, appearance, function of tricuspid and mitral valves, normal offsetting of TV from crux of heart excludes Ebstein anomaly and AV septal defects. 
 4. Confirm AV concordance: AV valves help distinguish RV (with TV) from LV (with MV), exclude ventricular inversion, double inlet left ventricle. 
 5. Normal size, morphology, and function of RV and LV: symmetric, both apex-forming. 
 6. Exclude VSDs with careful sweeps of entire septum. 
 7. Confirm VA concordance. 
 8. LVOT: exclude muscular narrowing, membrane, ridge, crossing mitral chordae. Presence of subaortic narrowing raises suspicion for downstream arch obstruction as well. 
Parasternal long-axis views and sweeps 1. VSD with over-riding aorta raises concern for double outlet RV, Tetralogy of Fallot, and truncus arteriosus. 
 2. MV and TV appearance and movement, function. 
 4. LVOT and RVOT 
 5. Exclude TGA: suspect if parallel great arteries, great vessel arising from LV demonstrates branching. 
 6. Aortic valve size, appearance, function, thickened, doming, or eccentrically opening valve raises concern for stenosis. 
 7. Assess for supravalvar aortic stenosis with hypoplasia of sinotubular junction. 
 8. Assess ascending aorta size at level of right PA. 
Parasternal short-axis views and sweeps 1. Aortic valve morphology: exclude bicuspid aortic valve, most common CHD. 
 2. Assess for normal origins of left and right coronary by 2DE and confirm by color mapping. 
 3. Assess ventricular septum for septal contour, flattening, or defects. 
 4. Assess RV and LV size, hypertrophy, function. 
 5. MV: assess for 2 well-spaced papillary muscles, absence of cleft. 
 6. RVOT wrapping around aorta without septal deviation, muscular narrowing: exclude tetralogy of Fallot. 
 7. PV appearance, size, function by 2DE, color mapping, and spectral Doppler: exclude pulmonary stenosis. 
 8. Confluence, unobstructed branch PAs by 2DE, color mapping, and spectral Doppler. 
 9. Presence of PDA by 2DE, color mapping, and spectral Doppler. 
 10. From high parasternal: demonstrate 2 left and 2 right pulmonary veins draining to the LA by 2DE, color mapping, and spectral Doppler: exclude partial or TAPVR, pulmonary vein stenosis 
Suprasternal notch 1. Left aortic arch with normal branching of brachiocephalic into left subclavian and left carotid: exclude right aortic arch, potential for vascular ring. 
 2. Aortic arch: assess size, patency and flow by 2DE, color mapping, and spectral Doppler: exclude interruption- most commonly occurs between left carotid and subclavian. Coarctation: diffuse transverse arch hypoplasia or discrete narrowing at isthmus. May be unable to fully exclude in setting of large PDA or ductal ampulla. 
 3. Assess for PDA by 2DE, color mapping, and spectral Doppler. 
AssessmentProtocol
Subcostal situs, long-axis, and short-axis sweeps 1. Normal abdominal situs to exclude heterotaxy. 
 2. Normal drainage of the IVC and SVC to the RA by color mapping and spectral Doppler: exclude IVC interruption and abnormal flow, which might suggest anomalous pulmonary venous drainage. 
 3. Right and left pulmonary veins to the LA by color mapping and spectral Doppler: exclude TAPVR. 
 4. Atrial septum to exclude PFO, ASD: scanning full plane of septum by 2DE and color mapping, predominantly right-to-left shunting across an atrial communication raises concern for TAPVR, stenotic or TV, noncompliant RV, elevated right heart pressures. 
 5. Establish AV concordance and VA concordance, exclude TGA: the PA should arise from the RV and cross over the aorta (arising from the LV) before splitting into branch PAs. Suspect TGA if great arteries arise in parallel and do not cross: exclude double outlet RV where both great arteries arise predominantly from the RV, single great vessel raises concern for truncus arteriosus, aortic or pulmonary atresia. 
 6. Evaluate for VSDs along full length and depth of septum by 2DE and color mapping. 
 7. Evaluate for RV or LV outflow tract obstruction from septal deviation anteriorly or posteriorly. 
Apical views and sweeps 1. Right and left pulmonary veins to LA: exclude TAPVR. 
 2. Evaluate for RA or LA dilation: raises suspicion for abnormal TV or MV function, ventricular pathology, or abnormal function, exclude dilated coronary sinus: associated with anomalous pulmonary veins or left SVC. 
 3. Normal size, appearance, function of tricuspid and mitral valves, normal offsetting of TV from crux of heart excludes Ebstein anomaly and AV septal defects. 
 4. Confirm AV concordance: AV valves help distinguish RV (with TV) from LV (with MV), exclude ventricular inversion, double inlet left ventricle. 
 5. Normal size, morphology, and function of RV and LV: symmetric, both apex-forming. 
 6. Exclude VSDs with careful sweeps of entire septum. 
 7. Confirm VA concordance. 
 8. LVOT: exclude muscular narrowing, membrane, ridge, crossing mitral chordae. Presence of subaortic narrowing raises suspicion for downstream arch obstruction as well. 
Parasternal long-axis views and sweeps 1. VSD with over-riding aorta raises concern for double outlet RV, Tetralogy of Fallot, and truncus arteriosus. 
 2. MV and TV appearance and movement, function. 
 4. LVOT and RVOT 
 5. Exclude TGA: suspect if parallel great arteries, great vessel arising from LV demonstrates branching. 
 6. Aortic valve size, appearance, function, thickened, doming, or eccentrically opening valve raises concern for stenosis. 
 7. Assess for supravalvar aortic stenosis with hypoplasia of sinotubular junction. 
 8. Assess ascending aorta size at level of right PA. 
Parasternal short-axis views and sweeps 1. Aortic valve morphology: exclude bicuspid aortic valve, most common CHD. 
 2. Assess for normal origins of left and right coronary by 2DE and confirm by color mapping. 
 3. Assess ventricular septum for septal contour, flattening, or defects. 
 4. Assess RV and LV size, hypertrophy, function. 
 5. MV: assess for 2 well-spaced papillary muscles, absence of cleft. 
 6. RVOT wrapping around aorta without septal deviation, muscular narrowing: exclude tetralogy of Fallot. 
 7. PV appearance, size, function by 2DE, color mapping, and spectral Doppler: exclude pulmonary stenosis. 
 8. Confluence, unobstructed branch PAs by 2DE, color mapping, and spectral Doppler. 
 9. Presence of PDA by 2DE, color mapping, and spectral Doppler. 
 10. From high parasternal: demonstrate 2 left and 2 right pulmonary veins draining to the LA by 2DE, color mapping, and spectral Doppler: exclude partial or TAPVR, pulmonary vein stenosis 
Suprasternal notch 1. Left aortic arch with normal branching of brachiocephalic into left subclavian and left carotid: exclude right aortic arch, potential for vascular ring. 
 2. Aortic arch: assess size, patency and flow by 2DE, color mapping, and spectral Doppler: exclude interruption- most commonly occurs between left carotid and subclavian. Coarctation: diffuse transverse arch hypoplasia or discrete narrowing at isthmus. May be unable to fully exclude in setting of large PDA or ductal ampulla. 
 3. Assess for PDA by 2DE, color mapping, and spectral Doppler. 

AV, atrioventricular; IVC, inferior vena cava; LA, left atrium; LV, left ventricle; LVOT, left ventricular outflow tract; MV, mitral valve; PA, pulmonary artery; PDA, patent ductus arteriosus; PFO, patent foramen ovale; RA, right atrium; RV, right ventricle; RVOT, right ventricular outflow tract; SVC, superior vena cava; TAPVR, total anomalous pulmonary venous return; TGA, transposition of the great arteries; TV, tricuspid valve; VA, ventriculoarterial; VSD, ventricular septal defect.

  1. Quality assurance processes, have led to improved correlation among measurements in echocardiography laboratories and, must be established within programs utilizing TNE (Class 1, LOE C-EO)

  2. Protocols should be used within a TNE program to ensure standardization and minimize diagnostic errors (Class 1, LOE C-EO)

Longitudinal TNE evaluation enables enhanced diagnostic precision and refined approach to treatment. Neonates, and particularly preterm infants, are at risk for systemic and cerebral hypoperfusion because of several disease processes and physiologic changes during the transitional period. Routine clinical methods (eg, blood pressure, capillary refill) of assessing adequacy of the circulation are, however, limited predictors of cardiovascular well-being and systemic blood flow and provide no diagnostic insight. TNE assessment may enhance diagnostic precision. Access to ultrasound equipment, use of standardized imaging protocols, archiving and reporting mechanisms, collaborations between neonatology and cardiology, and quality assurance mechanisms are essential components of TNE programs.

Drs McNamara and Lopez share equal responsibility as senior authors in that they conceptualized the manuscript (text, tables and figures), allocated sections to contributing authors, wrote the first draft of a section of the manuscript, critically reviewed all sections of the manuscript for important intellectual content, approved the final version and submitted this to the organizing committee; Dr Rahde Bischoff wrote the first draft of a section of the manuscript and edited this based on feedback, developed tables and figures, reviewed the final draft, and approved it; Dr Bhombal wrote the first draft of a section of the manuscript and edited this based on feedback, coordinated and combined sections, reviewed the final draft and approved it; Drs Altman, Fragas, Punn, and Rohatgi wrote the first draft of a section of the manuscript and edited this based on feedback, reviewed the final draft, and approved it; and all authors approved the final manuscript as submitted and agree to be accountable for all aspects of the work.

FUNDING: No external funding.

CONFLICT OF INTEREST DISCLOSURES: The authors have indicated they have no conflicts of interest relevant to this article to disclose.

The guidelines and recommendations in this article are not American Academy of Pediatrics policy, and publication herein does not imply endorsement.

CHD

congenital heart disease

FAC

fractional area change

IVS

interventricular septum

LVO

left ventricular output

PAAT

pulmonary artery acceleration time

PDA

patent ductus arteriosus

PH

pulmonary hypertension

PVR

pulmonary vascular resistance

RVO

right ventricular output

RVSp

right ventricular systolic pressure

SVC

superior vena cava

TAPSE

tricuspid annular plane systolic excursion

TDI

tissue Doppler imaging

TNE

targeted neonatal echocardiography

TR

tricuspid regurgitation

VTI

velocity time integral

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